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Oklo Inc. — Director's Dealing 2024
Nov 21, 2024
30350_dirs_2024-11-21_edf221aa-a84b-4961-b00b-99982245e0ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oklo Inc. (OKLO)
CIK: 0001849056
Period of Report: 2024-11-19
Reporting Person: Cochran Caroline (Director, Co-Founder, COO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-19 | Class A Common Stock | M | 1862054 | — | Acquired | 12773654 | Direct |
| 2024-11-19 | Class A Common Stock | M | 1913474 | — | Acquired | 13103926 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-19 | Earnout Rights | $ | M | 1862054 | Disposed | Class A Common Stock (1862054) | Direct | |
| 2024-11-19 | Earnout Rights | $ | M | 1913474 | Disposed | Class A Common Stock (1913474) | Indirect |
Footnotes
F1: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement. The amount of Earnout Shares reported herein excludes 150,000 Earnout Shares that the Reporting Person forfeitted for no consideration.
F2: Represents securities held by the Reporting Person's spouse.