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OKG Technology Holdings Limited Capital/Financing Update 2015

Aug 20, 2015

49962_rns_2015-08-20_3ee2d29b-a1d2-42d9-a949-f67e0116c60d.pdf

Capital/Financing Update

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

Staple your This Application Form uses the same terms as defined in the prospectus of LEAP Holdings Group Limited (the “Company”) dated 21 August 2015 (the “Prospectus”). 本申請表格使用前進控股集團有 payment 限公司(「本公司」)於2015 年8月21日刊發的招股章程(「招股章程」)所界定的相同詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer 請將股款 to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may 緊釘在此 not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說 要約購買任何公開發售股份。若無根據美國《證券法》登記或豁免登記公開發售股份不得在美國 提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發 或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不論全部或 部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處 長及備查文件」一節所述其他文件已送呈香港公司註冊處處長登記。香港交易及結算所有限公 司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期 貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。

LEAP Holdings Group Limited 前進控股集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Maximum Offer Price : HK$0.28 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong Dollar and subject to refund) 最高發售價 : 每股發售股份 0.28 港元另加 1% 經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費 (須於申請時以港元繳足,而多收款項將予退還) Stock code : 1499 股份代號 : 1499

You should read this Application Form in conjunction with the Prospectus, which contains further information on , 一 。 the application procedures. 招股章程尚有其他關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: LEAP Holdings Group Limited 致: 前進控股集團有限公司 Joint Bookrunners 聯席賬簿管理人 Joint Lead Managers 聯席牽頭經辦人 Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條件 procedures in this Application Form and the 以及申請程序。請參閱本申請表格「填交本申請表格 Prospectus. Please refer to the “Effect of completing 的效用」一節。 and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

一 警告:任何人士只限作出 次為其利益而進行的認 。 購申請 請參閱「填交本申請表格的效用」一節最後四 點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use此欄供經紀填寫Lodged by遞交申請 的經紀(Broker No.經紀號碼)

Date: 日期: / / D日 M月 Y年

Broker’s Chop 經紀印章

Number of Public Offer Shares applied for (not more Cheque/banker’s cashier order number 支票╱銀行 than 28,600,000 shares) 申請公開發售股份數目(不超 本票號碼 過28,600,000股股份) Name of bank on which cheque/Banker’s cashier order Total amount 總額 is drawn (see “How to make your application” section) HK$ 港元 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 香港身份證號碼╱護照號 碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong 所有其他聯名申請人的英文姓名╱名稱(如有) Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯 1) 名申請人的香港身份證號碼╱護照號碼╱香港商業登 記號碼(請刪除不適用者) 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of firstnamed applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)

Telephone No. 電話號碼

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填 寫本節,是項認購申請將視作為 閣下利益提出。請 填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼( Your name(s) and address in Hong Kong in BLOCK letters 請用英文正 楷填寫姓名╱名稱及香港地址)

THIS BOX MUST BE DULY COMPLETED 必須填妥此欄

Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投 資者戶口持有人或指定的中央結算系統參與者的參 與者編號

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中 央結算系統參與者或中央結算系統公司投資者戶口 持有人,請加蓋顯示公司名稱的公司印鑑

For Internal use 此欄供內部使用

(See paragraph 2 in the section “How to make your application”)(請參閱「申請手續」一節第2段)

lease use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發 售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶 口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或香港商業登記號碼(如屬法人團體);請 參閱「申請手續」一節第2段。

  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個別人 士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否則請 填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。

  • (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港 身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核 實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

  • (4) If an application is made by an unlisted company and:

    • the principal business of that company is dealing in securities; and

    • you exercise statutory control over that company,

    • then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而:

    • 該公司主要從事證券買賣業務;及

    • 閣下可對該公司行使法定控制權,

    • 是項申請將視作為 閣下的利益提出。

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人團體) 其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Public
Offer Shares
Amount payable
applied for
on application
No. of Public
Offer Shares
Amount payable
applied for
on application
No. of Public
Offer Shares
Amount payable
applied for
on application
HK$
10,000
2,828.22
20,000
5,656.43
30,000
8,484.65
40,000
11,312.86
50,000
14,141.08
60,000
16,969.29
70,000
19,797.51
80,000
22,625.72
90,000
25,453.94
100,000
28,282.16
150,000
42,423.23
200,000
56,564.31
250,000
70,705.39
300,000
84,846.47
350,000
98,987.55
400,000
113,128.62
450,000
127,269.70
500,000
141,410.78
600,000
169,692.94
HK$
700,000
197,975.09
800,000
226,257.25
900,000
254,539.40
1,000,000
282,821.56
1,500,000
424,232.34
2,000,000
565,643.12
2,500,000
707,053.90
3,000,000
848,464.68
3,500,000
989,875.46
4,000,000
1,131,286.24
4,500,000
1,272,697.02
5,000,000
1,414,107.80
6,000,000
1,696,929.36
7,000,000
1,979,750.92
8,000,000
2,262,572.48
9,000,000
2,545,394.04
10,000,000
2,828,215.60
11,000,000
3,111,037.16
12,000,000
3,393,858.72
ple
HK$
13,000,000
3,676,680.28
14,000,000
3,959,501.84
15,000,000
4,242,323.40
16,000,000
4,525,144.96
17,000,000
4,807,966.52
18,000,000
5,090,788.08
19,000,000
5,373,609.64
20,000,000
5,656,431.20
21,000,000
5,939,252.76
22,000,000
6,222,074.32
23,000,000
6,504,895.88
24,000,000
6,787,717.44
25,000,000
7,070,539.00
26,000,000
7,353,360.56
27,000,000
7,636,182.12
28,000,000
7,919,003.68
28,600,000*
8,088,696.62
  • Maximum number of Public Offer Shares you may apply for.

  • You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signature(s) will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant):

  • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

  • If you are applying as an individual CCASS Investor Participant:

  • the form must contain your NAME and Hong Kong Identity Card number;

  • • your participant I.D. must be inserted in the appropriate box.

  • If you are applying as a joint individual CCASS Investor Participant:

  • the form must contain all joint investor participants’ NAMES and the Hong Kong Identity Card number of all joint investor participants;

  • your participant I.D. must be inserted in the appropriate box.

  • If you are applying as a corporate CCASS Investor Participant:

  • the form must contain your company NAME and Hong Kong Business Registration number;

  • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”)for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must:

Banker’s cashier order must:

  • be in Hong Kong dollars;

  • not be post-dated;

  • be made payable to “HORSFORD NOMINEES LIMITED — LEAP HOLDINGS PUBLIC OFFER”;

  • • be crossed “ Account Payee Only ”;

  • be drawn on your Hong Kong dollar bank account in Hong Kong; and

  • be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person

  • • show your account name, which must either be preauthorised by the bank. The name on the banker’s printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If by a person authorised by the bank. This account it is a joint application, the name on the back of the name must correspond with your name. If it is a banker’s cashier order must be the same as the firstjoint application, the account name must be the named applicant’s name. same as the first-named applicant’s name.

  • Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:

Standard Chartered Bank (Hong Kong) Limited

District Branch Name Address Hong Kong Island Wanchai Southorn Branch Shop C2 on G/F and 1/F to 2/F Lee Wing Building No. 156-162 Hennessy Road Wanchai Causeway Bay Branch G/F to 2/F Yee Wah Mansion 38–40A Yee Wo Street Causeway Bay Kowloon Tsimshatsui Branch G/F, 8A–10 Granville Road Tsimshatsui Mongkok Branch Shop B, G/F, 1/F & 2/F 617-623 Nathan Road Mongkok New Territories Tai Po Branch

G/F Shop No. 2 23-25 Kwong Fuk Road Tai Po Market Tai Po

Metroplaza Branch

Shop No. 175-176 Level 1, Metroplaza 223 Hing Fong Road Kwai Chung

  1. Your Application Form can be lodged at these times: Friday, 21 August 2015 – 9:00 a.m. to 5:00 p.m.

Saturday, 22 August 2015 – 9:00 a.m. to 1:00 p.m. Monday, 24 August 2015 – 9:00 a.m. to 5:00 p.m. Tuesday, 25 August 2015 – 9:00 a.m. to 5:00 p.m.

Wednesday, 26 August 2015 – 9:00 a.m. to 12:00 noon

  1. The latest time for lodging your application is 12:00 noon on Wednesday, 26 August 2015. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “How to Apply for the Public Offer Shares – 9. Effect of Bad Weather on the Opening of the Application Lists” section of the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下表所列 的其中一個數目,否則不受理。
可供申請認購公開發售股份數目及應繳款項
可供申請認購公開發售股份數目及應繳款項
可供申請認購公開發售股份數目及應繳款項
可供申請認購公開發售股份數目及應繳款項
可供申請認購公開發售股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時應繳款項
申請認購的
公開發售
股份數目
申請時應繳款項
申請認購的
公開發售
股份數目
申請時應繳款項
港元
10,000
2,828.22
20,000
5,656.43
30,000
8,484.65
40,000
11,312.86
50,000
14,141.08
60,000
16,969.29
70,000
19,797.51
80,000
22,625.72
90,000
25,453.94
100,000
28,282.16
150,000
42,423.23
200,000
56,564.31
250,000
70,705.39
300,000
84,846.47
350,000
98,987.55
400,000
113,128.62
450,000
127,269.70
500,000
141,410.78
600,000
169,692.94
港元
700,000
197,975.09
800,000
226,257.25
900,000
254,539.40
1,000,000
282,821.56
1,500,000
424,232.34
2,000,000
565,643.12
2,500,000
707,053.90
3,000,000
848,464.68
3,500,000
989,875.46
4,000,000
1,131,286.24
4,500,000
1,272,697.02
5,000,000
1,414,107.80
6,000,000
1,696,929.36
7,000,000
1,979,750.92
8,000,000
2,262,572.48
9,000,000
2,545,394.04
10,000,000
2,828,215.60
11,000,000
3,111,037.16
12,000,000
3,393,858.72
ple
港元
13,000,000
3,676,680.28
14,000,000
3,959,501.84
15,000,000
4,242,323.40
16,000,000
4,525,144.96
17,000,000
4,807,966.52
18,000,000
5,090,788.08
19,000,000
5,373,609.64
20,000,000
5,656,431.20
21,000,000
5,939,252.76
22,000,000
6,222,074.32
23,000,000
6,504,895.88
24,000,000
6,787,717.44
25,000,000
7,070,539.00
26,000,000
7,353,360.56
27,000,000
7,636,182.12
28,000,000
7,919,003.68
28,600,000*
8,088,696.62
樣版
  • 閣下可申請認購的公開發售股份最高數目。

  • 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格次頁簽署,只接納親筆簽名(不得以 個人印章代替)。

  • 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

  • ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參與者編 號。

  • 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:

  • ‧ 表格須載有 閣下的姓名和香港身份證號碼;

  • ‧ 須在適當方格內填寫 閣下的參與者編號。

  • 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

  • ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;

  • ‧ 須在適當方格內填寫 閣下的參與者編號。

  • 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:

  • ‧ 表格須載有 閣下的公司名稱和香港商業登記號碼;

  • ‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。

  • 中央結算系統參與者的資料(包括參與者編號及╱或附有公司名稱的公司印鑑)或其他類似事項如有不確或 遺漏,均可能導致申請無效。

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出銀行 本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「浩豐代理人有限公司[—] 前進控股公開發售」; • 劃線註明「 只准入抬頭人賬戶 」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授權的 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須已 人士在銀行本票背面簽署核證 閣下姓名╱ 預印在支票上,或由有關銀行授權的人士在支 名稱。銀行本票所示姓名╱名稱須與 閣下 票背書。賬戶名稱必須與 閣下姓名╱名稱相 姓名╱名稱相同。如屬聯名申請,銀行本票背 同。如屬聯名申請,賬戶名稱必須與排名首位 面所示姓名╱名稱必須與排名首位申請人的姓 申請人的姓名╱名稱相同。 名╱名稱相同。 撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分行特設的收 集箱: 渣打銀行(香港)有限公司 地區 分行名稱 地址 港島區 灣仔修頓分行 灣仔軒尼詩道156-162號 利榮大廈地下C2舖,一樓及二樓 銅鑼灣分行 銅鑼灣怡和街38-40A號 怡華大廈地下至2樓 九龍區 尖沙咀分行 尖沙咀加連威老道8A-10號地下 旺角分行 旺角彌敦道617-623號 地下B鋪,一樓及二樓 新界區 大埔分行 大埔大埔墟廣福道23-25號 地下2號舖 新都會分行 葵涌興芳路223號 新都會廣場一樓175-176號舖

  1. 撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分行特設的收 集箱:

  2. 閣下可於下列時間遞交申請表格: 2015年8月21日(星期五)[—] 上午9時正至下午5時正 2015年8月22日(星期六)[—] 上午9時正至下午1時正 2015年8月24日(星期一)[—] 上午9時正至下午5時正 2015年8月25日(星期二)[—] 上午9時正至下午5時正

2015年8月26日(星期三)[—] 上午9時正至中午12時正

  1. 截止遞交申請的時間為2015年8月26日(星期三)中 午12時正。本公司將於當日上午11時45分至中午 12時正期間登記認購申請,唯一會影響此時間的 變化因素為當日的天氣情況(詳見招股章程「如何 申請公開發售股份-9.惡劣天氣對開始登記認購 申請的影響」一節)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

LEAP Holdings Group Limited 前進控股集團有限公司

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

Conditions of your application

A. Who can apply

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • • confirm that you are aware of the restrictions on the Share Offer in the prospectus;

  • You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  • If you are a firm, the application must be in the individual members’ names.

  • The number of joint applicants may not exceed 4.

  • If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.

  • You must be outside the United States, not be a United States Person (as defined in Regulation S) and not be a legal or natural person of the PRC.

    • agree that none of the Company, the Vendor, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it);
  • Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you are:

  • an existing beneficial owner of Shares in the Company and/or any of its subsidiaries; •

  • • a Director or chief executive officer of the Company and/or any of its subsidiaries;

  • • a close associate (as defined in the Listing Rules) of any of the above;

  • • a core connected person (as defined in the Listing • Rules) of the Company or will become a core connected person of the Company immediately upon completion of the Share Offer; or

  • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing;

  • agree to disclose to the Company, the Vendor, the Hong Kong Share Registrar, receiving bank, the Joint Lead Managers, the Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application;

  • have been allocated or have applied for or indicated an interest in any Placing Shares or otherwise participated in the Placing. •

  • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Vendor, the Joint Lead Managers and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;

B. If you are a nominee

You, as a nominee, may make more than one application of the Public Offer Shares by (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.

  • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;

  • C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:

  • agree that your application will be governed by the laws of Hong Kong;

  • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;

  • undertake to execute all relevant documents and instruct and authorise the Company and/or the Joint Lead Managers (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;

  • warrant that the information you have provided is true and accurate;

  • agree to comply with the Companies (Winding Up and Miscellaneous Provisions) Ordinance, Companies Ordinance, and the Articles of Association;

  • agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have collected refund cheque(s) in person;

transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Joint Lead Managers (for themselves and on behalf of the Joint Bookrunners and the other Underwriters) and the Company by Friday, 28 August 2015, the Share Offer will not proceed. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.

address stated on the application, unless you have collected The Company expects to announce the final Offer Price, the level refund cheque(s) in person; of indication of interest in the Placing, the level of applications • agree that the shares to be allotted shall be issued in the in the Public Offer and the basis of allocation of the Public Offer name of HKSCC Nominees and deposited directly into on Tuesday, 1 September 2015 in The Standard (in English) CCASS for credit to your investor participant stock account and Sing Tao Daily (in Chinese), on the Company’s website at or the stock account of your designated CCASS participant; (www.leapholdings.hk) and the website of the Stock Exchange at • agree that each of HKSCC and HKSCC Nominees (www.hkexnews.hk) . Results of allocations, and the Hong Kong reserves the right (1) not to accept any or part of such identity card/passport/Hong Kong business registration numbers of allotted shares issued in the name of HKSCC Nominees successful applicants under the Public Offer (where applicable) will or not to accept such allotted shares for deposit into be available on the above websites. CCASS; (2) to cause such allotted shares to be withdrawn If your application for Public Offer Shares is successful (in from CCASS and issued in your name at your own risk whole or in part) and costs; and (3) to cause such allotted shares to be If your application is wholly or partially successful, your share issued in your name (or, if you are a joint applicant, to certificate(s) (subject to their becoming valid certificates of title the first named applicant) and in such a case, to post the provided that the Share Offer has become unconditional and not certificates for such allotted shares at your own risk to the having been terminated at 8:00 a.m. on Wednesday, 2 September address on your application form by ordinary post or to 2015) will be issued in the name of HKSCC Nominees and make available the same for your collection; • agree that each of HKSCC and HKSCC Nominees may deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated adjust the number of allotted shares issued in the name of CCASS Participant as instructed by you in your Application Form HKSCC Nominees; • agree that neither HKSCC nor HKSCC Nominees shall on Tuesday, 1 September 2015 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC have any liability for the information and representations not Nominees. so contained in the Prospectus and this Application Form; • agree that neither HKSCC nor HKSCC Nominees shall be • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Public Offer liable to you in any way; • declare and represent that this is the only application made and Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can the only application intended by you to be made to benefit you check the number of Public Offer Shares allotted to you with or the person for whose benefit you are applying; • understand that the Company and the Joint Lead Managers that CCASS Participant. will rely on your declarations and representations in • If you are applying as a CCASS Investor Participant: The deciding whether or not to make any allotment of any Company expects to publish the results of CCASS Investor of the Public Offer Shares to you and that you may be Participants’ applications together with the results of the Share prosecuted for making a false declaration; Offer on Tuesday, 1 September 2015. You should check the

If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Share Offer on Tuesday, 1 September 2015. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Tuesday, 1 September 2015 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC by you or by anyone as your agent or by any other person; and

  • • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

Refund of your money

D. Power of attorney If your application is made through an authorised attorney, the Company and the Joint Lead Managers may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

Determination of Offer Price and Allocation of Public Offer Shares

The Offer Price is expected to be fixed on or around Thursday, 27 August 2015, and in any event, not later than Friday, 28 August 2015. Applicants are required to pay the maximum Offer Price of HK$0.28 for each Public Offer Share together with 1% brokerage, 0.0027% SFC

The refund procedures are stated in the “How to Apply for the Public Offer Shares—13. Despatch/Collection of Share Certificates and Refund Monies” section of the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本申請表格

LEAP Holdings Group Limited 前進控股集團有限公司 (於開曼群島註冊成立的有限公司)

股份發售

申請條件

甲. 可提出申請的人士

  - 確認 閣下已細閱招股章程及本申請表格所 載的條款及條件以及申請程序,並同意受其 約束;

  - • 確認 閣下已接獲及細閱招股章程,提出申 請時也僅依據招股章程載列的資料及陳述, 而除招股章程任何補充文件所載者外,不會 依賴任何其他資料或陳述;
  1. 閣下及 閣下為其利益提出申請的人士必須 年滿18歲並有香港地址。

  2. 如 閣下為商號,申請須以個別成員名義提 出。

  3. 聯名申請人不得超過四名。

  4. 如 閣下為法人團體,申請須經獲正式授權 人員簽署,並註明其所屬代表身份及蓋上公 司印鑑。

  5. 確認 閣下知悉招股章程內有關股份發售的

  6. 司印鑑。 限制;

  7. 閣下必須身處美國境外,並非美籍人士(定義 • 同意本公司、售股股東、聯席牽頭經辦人、

  8. S規例),亦非中國法人或自然人。規例),亦非中國法人或自然人。 包銷商、彼等各自的董事、高級職員、僱

  9. 除《上市規則》批准外,下列人士概不得申請 員、合夥人、代理、顧問及參與股份發售的

  10. 認購任何公開發售股份: 任何其他人士現時及日後均毋須對並非載於

  11. • 本公司及╱或其任何附屬公司股份的現有 招股章程(及其任何補充文件)的任何資料及

  12. 實益擁有人; 陳述負責;

  13. • 本公司及╱或其任何附屬公司的董事或最 • 承諾及確認 閣下或 閣下為其利益提出申

  14. 高行政人員; 請的人士並無申請或接納或表示有意認購(亦

  15. • 上述任何人士的緊密聯繫人(定義見上市 不會申請或接納或表示有意認購)配售的任何

  16. 規則); 發售股份,也沒有參與配售;

  17. 閣下必須身處美國境外,並非美籍人士(定義 見S規例),亦非中國法人或自然人。規例),亦非中國法人或自然人。

  18. 6 除《上市規則》批准外,下列人士概不得申請 認購任何公開發售股份:

  19. 本公司核心關連人士(定義見上市規則)或 緊隨股份發售完成後成為本公司核心關連 • 人士的人士;或

  20. 同意向本公司、售股股東、香港股份過戶登 記處、收款銀行、聯席牽頭經辦人、包銷商 及╱或彼等各自的顧問及代理披露其所要求 提供有關 閣下及 閣下為其利益提出申請 的人士的個人資料;

  21. 已獲分配或已申請或表示有意申請任何配 售股份或以其他方式參與配售。

  22. 若香港境外任何地方的法例適用於 閣下的 申請,則同意及保證 閣下已遵守所有有關 法例,且本公司、售股股東、聯席牽頭經辦 人及包銷商和彼等各自的任何高級職員或顧 問概不會因接納 閣下的購買要約,或 閣 下在招股章程及本申請表格所載的條款及條 件項下的權利及責任所引致的任何行動,而 違反香港境外的任何法例;

乙. 如 閣下為代名人

  • 閣下作為代名人可提交超過一份公開發售股份申 請,方法是:(i)透過中央結算及交收系統(「中央 結算系統」)向香港結算發出 電子認購指示 (如 閣 下為中央結算系統參與者);或(ii)使用 白色黃 色 申請表格,以自身名義代表不同的實益擁有人 提交超過一份申請。

丙. 填交本申請表格的效用

  • 同意 閣下的申請一經接納,即不得因無意 的失實陳述而撤銷;

  • 閣下填妥並遞交本申請表格,即表示 閣下(如屬 聯名申請人,即各人共同及個別)代表 閣下本 身,或作為 閣下代其行事的每位人士的代理或 代名人: • 承諾簽立所有相關文件,並指示及授權本公 司及╱或作為本公司代理的聯席牽頭經辦人

  • (或彼等的代理或代名人),為 閣下簽立任 何文件及代表 閣下辦理一切必要事宜,並 為按照組織章程細則的規定將 閣下獲分配 的任何公開發售股份以香港結算代理人的名 義登記;

  • 同意 閣下的申請受香港法例管轄;

  • 聲明、保證及承諾:(i) 閣下明白公開發售 股份不曾亦不會根據美國《證券法》登記;及 (ii) 閣下及 閣下為其利益申請公開發售股 份的人士均身處美國境外(定義見S規例),或 屬S規例第902條第(h)(3)段所述的人士;

  • 保證 閣下提供的資料真實及準確;

  • • 同意接納所申請數目或根據申請分配予 閣 下但數目較少的公開發售股份;

  • 同意遵守公司(清盤及雜項條文)條例、公司 條例及組織章程細則;

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本申請表格

• 授權本公司將香港結算代理人的名稱列入本 售價,另加1%經紀佣金、0.0027%證監會交易徵費及 公司股東名冊,作為 閣下獲分配的任何公 0.005%聯交所交易費。倘若聯席牽頭經辦人(為其本 開發售股份的持有人,並授權本公司及╱或 身及代表聯席帳簿管理人及其他包銷商)與本公司並 其代理將任何股票存入中央結算系統及╱或 無於2015年8月28日(星期五)或之前協定發售價股份 以普通郵遞方式按申請所示地址向 閣下或 發售將不會進行。截止登記認購申請前概不處理公開 聯名申請的首名申請人發送任何退款支票, 發售股份的申請或配發任何公開發售股份。 郵誤風險由 閣下承擔,惟 閣下已選擇親 本公司預期於 2015 年 9 月 1 日(星期二)在英文虎 身領取退款支票則除外; 報(以英文)、星島日報(以中文)、本公司網站 • 同意獲配發的股份是以香港結算代理人的名義 ( www.leapholdings.hk )及聯交所網站( www.hkexnews.hk ) 發行,並直接存入中央結算系統,以便記存 公佈發售價、配售踴躍程度、公開發售認購水平及公 於 閣下的投資者戶口持有人股份戶口或 閣 開發售分配基準。公開發售的分配結果以及成功申請 下的指定中央結算系統參與者股份戶口; 人的香港身份證╱護照╱香港商業登記號碼(如適用) • 同意香港結算及香港結算代理人各自保留權利 亦同於上述網站公佈。 (1)不接納以香港結算代理人名義發行的該等 如 閣下成功申請認購公開發售股份(全部或部分) 獲配發的任何或部分股份,或不接納該等獲配 如 閣下的申請全部或部分獲接納, 閣下的股票 發的股份存入中央結算系統;(2)促使該等獲配 發的股份從中央結算系統提取,並轉入 閣下 (前提是到2015年9月2日(星期三)上午8時正股份發售 名下,有關風險及費用概由 閣下自行承擔; 成為無條件而並無終止,股票成為有效的所有權證 及(3)促使該等獲配發的股份以 閣下名義發 明)將以香港結算代理人名義發出,並按 閣下在申 行(或如屬聯名申請人,則以排名首位申請人 請表格的指示於2015年9月1日(星期二)或在特別情況 的名義發行),而在此情況下,會以普通郵遞 下由香港結算或香港結算代理人指定的任何其他日期 方式將該等獲配發股份的股票寄往 閣下在申 直接存入中央結算系統,以記存於 閣下的中央結算 請表格上所示地址(郵誤風險概由 閣下自行 系統投資者戶口持有人股份戶口或 閣下的指定中央 承擔)或提供該等股票予 閣下領取; 結算系統參與者股份戶口。 • 同意香港結算及香港結算代理人均可調整獲 • 如 閣下透過中央結算系統投資者戶口持有人以 配發以香港結算代理人名義發行的股份數目; 外的指定中央結算系統參與者提出申請:公開 • 同意香港結算及香港結算代理人對招股章程及 發售股份將存入 閣下的指定中央結算系統參 本申請表格未有載列的資料及陳述概不負責; 與者(非中央結算系統投資者戶口持有人)股份戶 • 同意香港結算及香港結算代理人概不以任何 口, 閣下可向該中央結算系統參與者查詢 閣 方式對 閣下負責; 下獲配發的公開發售股份數目。 • 聲明及表示此乃 閣下為本身或 閣下為其利 • 如 閣下以中央結算系統投資者戶口持有人身份 益提出申請的人士提出及擬提出的唯一申請; 提出申請:本公司預期於2015年9月1日(星期二) • 明白本公司及聯席牽頭經辦人將依據 閣下 刊登中央結算系統投資者戶口持有人的申請結果 的聲明及陳述而決定是否向 閣下配發任何 及公開發售的結果。 閣下應查閱本公司刊發的 公開發售股份, 閣下如作出虛假聲明,可 能會被檢控; 公告,如有任何資料不符,請於2015年9月1日(星 • (如本申請是為 閣下本身利益提出) 期二)或香港結算或香港結算代理人確定的任何 保證 閣下或作為 閣下代理的任何人士或 其他日期下午五時正前知會香港結算。在公開發 任何其他人士不曾亦不會為 閣下利益而以 售股份存入 閣下的股份戶口後 閣下即可透過 白色黃色 申請表格或向香港結算發出 電子 「結算通」電話系統及中央結算系統互聯網系統(根 認購指示 提出其他申請;及 據香港結算不時有效的《投資者戶口操作簡介》所 • (如 閣下作為代理為另一人士的利益提出申 載程序)查詢 閣下的新戶口結餘。香港結算亦將 請)保證(i) 閣下(作為代理或為該人士利益)(i) 閣下(作為代理或為該人士利益) 閣下(作為代理或為該人士利益) 向 閣下提供一份活動結單,列出存入 閣下股 或該人士或任何其他作為該人士代理的人士 份戶口的公開發售股份數目。

  • (如 閣下作為代理為另一人士的利益提出申 請)保證(i) 閣下(作為代理或為該人士利益)(i) 閣下(作為代理或為該人士利益) 閣下(作為代理或為該人士利益) 或該人士或任何其他作為該人士代理的人士 不曾亦不會以 白色黃色 申請表格或向香港 結算發出 電子認購指示 而提出其他申請;及 (ii) 閣下獲正式授權作為該人士的代理代為 。

  • 簽署本申請表格或發出 電子認購指示

本公司不會就申請時繳付的款項發出收據,亦不會發 出臨時所有權文件。

退回款項

若 閣下未獲分配任何公開發售股份或申請僅部分獲 接納,本公司將不計利息退回 閣下的申請股款(包 括相關的1%經紀佣金、0.0027%證監會交易徵費及 0.005%聯交所交易費)。如發售價低於最高發售價, 本公司將不計利息退回多收申請股款(包括相關的1% 經紀佣金、0.0027%證監會交易徵費及0.005%聯交所 交易費)。

  • 丁. 授權書 如 閣下透過授權人士提出申請,本公司及聯席 牽頭經辦人可按其認為合適的任何條件(包括出示 獲授權證明)酌情接納或拒絕 閣下的申請。

釐定發售價及公開發售股份的分配

預期發售價於2015年8月27日(星期四)或前後釐定, 且於任何情況下均不遲於2015年8月28日(星期五)。 申請人須繳付每股公開發售股份0.28港元的最高發

有關退款程序載於招股章程「如何申請公開發售股 份-13.寄發╱領取股票及退回股款」一節。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

  **3. Transfer of personal data** Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:

1. Reasons for the collection of your personal data

  • It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.

  • the Company’s appointed agents such as financial

  • securities to supply correct personal data to the Company advisers, receiving bank and overseas principal share

  • or its agents and the Hong Kong Share Registrar when registrar;

  • applying for securities or transferring securities into or out • where applicants for securities request a deposit into

  • of their names or in procuring the services of the Hong CCASS, HKSCC or HKSCC Nominees, who will

  • Kong Share Registrar. use the personal data for the purposes of operating

  • Failure to supply the requested data may result in your CCASS;

  • application for securities being rejected, or in delay or the • any agents, contractors or third-party service providers

  • inability of the Company or its Hong Kong Share Registrar who offer administrative, telecommunications,

  • to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public computer, payment or other services to the Company Offer Shares which you have successfully applied for and/or or the Hong Kong Share Registrar in connection with the dispatch of share certificate(s) and/or refund cheque(s) their respective business operation; to which you are entitled. • the Stock Exchange, the SFC and any other statutory It is important that securities holders inform the Company regulatory or governmental bodies or otherwise as and the Hong Kong Share Registrar immediately of any required by laws, rules or regulations; and inaccuracies in the personal data supplied. • any persons or institutions with which the securities’

     - any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
    

2. Purposes

The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for 4. Retention of personal data the following purposes:

  • The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

  • processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;

  • • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • • maintaining or updating the register of securities’ holders of the Company;

  • • verifying securities holders’ identities; • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;

  • • distributing communications from the Company and its subsidiaries;

  • • compiling statistical information and securities’ holder profiles;

  • • disclosing relevant information to facilitate claims on entitlements; and

5. Access to and correction of personal data Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶口或 閣下的指定中央結算系統參與者股份戶口,請使用本表格

個人資料

個人資料收集聲明

此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及其香港股份過戶登記處 有關個人資料和香港法例第486章《個人資料(私隱) 條例》(「《條例》」)方面的政策和措施。

3. 轉交個人資料

  • 本公司及其香港股份過戶登記處所持有關證券 持有人的個人資料將會保密,但本公司及其香 港股份過戶登記處可以在為作上述任何用途之 必要情況下,向下列任何人士披露、獲取或轉 交(無論在香港境內或境外)有關個人資料:

1. 收集 閣下個人資料的原因

  • 本公司委任的代理,例如財務顧問、收款銀

  • 證券申請人及登記持有人以本身名義申請證券 行和主要海外股份過戶登記處;

  • 或轉讓或受讓證券時或尋求香港股份過戶登記 • 如證券申請人要求將證券存於中央結算系

  • 處的服務時,必須向本公司或其代理及香港股 統,則為香港結算或香港結算代理人,彼等

  • 份過戶登記處提供準確個人資料。 將會就中央結算系統的運作使用有關個人資

  • 未能提供所要求的資料可能導致 閣下申請證 料;

  • 券被拒或延遲,或本公司或其香港股份過戶登 • 向本公司或香港股份過戶登記處提供與其各

  • 記處無法進行轉讓或提供服務。此舉也可能妨 自業務營運有關的行政、電訊、電腦、付款

  • 礙或延遲登記或轉讓 閣下成功申請的公開發 或其他服務的任何代理、承包商或第三方服

  • 售股份及╱或寄發 閣下應得的股票及╱或退 務供應商;

  • 款支票。 • 聯交所、證監會及任何其他法定監管機關或 證券持有人所提供的個人資料如有任何錯誤, 政府部門或遵照法例、規則或規例的規定;及 須立即通知本公司及香港股份過戶登記處。 • 證券持有人與其進行或擬進行交易的任何人 士或機構,例如彼等的銀行、律師、會計師

  • 用途 證券持有人的個人資料可以任何方式被採用、 4. 個人資料的保留 持有、處理及╱或保存,以作下列用途: 本公司及其香港股份過戶登記處將按收集個人 • 處理 閣下的申請及退款支票(如適用)、核 資料所需的用途保留證券申請人及持有人的個 實是否符合本申請表格及招股章程載列的條 人資料。毋須保留的個人資料將會根據條例銷 毀或處理。

  • 款和申請程序以及公佈公開發售股份的分配 結果;

2. 用途

5. 查閱和更正個人資料

  • 遵守香港及其他地區的適用法律及法規;

  • 證券持有人有權確定本公司或香港股份過戶登 記處是否持有其個人資料,並有權索取有關該 資料的副本並更正任何不準確資料。本公司和 香港股份過戶登記處有權就處理任何查閱資料 的要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章程

  • 「公司資料」一節所披露或不時通知的本公司註 冊地址送交公司秘書,或向本公司的香港股份 過戶登記處的私隱條例事務主任提出。

  • 以證券持有人(包括香港結算代理人(如適 用))的名義登記新發行證券或轉讓或受讓證 券;

  • 存置或更新本公司證券持有人的名冊;

  • 核實證券持有人的身份; 所有查閱資料或更正資料的要求應按招股章程

  • • 確定本公司證券持有人的受益權利,例如股 「公司資料」一節所披露或不時通知的本公司註

  • 息、供股和紅股等; 冊地址送交公司秘書,或向本公司的香港股份

  • • 分發本公司及其附屬公司的通訊; 過戶登記處的私隱條例事務主任提出。 • 編製統計數據和證券持有人資料; • 披露有關資料以便就權益索償;及 閣下簽署申請表格或向香港結算發出電子認購指 • 與上述有關的任何其他附帶或相關用途及╱ 示,即表示同意上述各項。 或使本公司及香港股份過戶登記處能履行對 證券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他用途。

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