AI assistant
OGE ENERGY CORP. — Director's Dealing 2013
May 8, 2013
30651_dirs_2013-05-08_95ea89cd-755e-4768-91e2-e1f22912d3bd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OGE ENERGY CORP. (OGE)
CIK: 0001021635
Period of Report: 2013-05-06
Reporting Person: Horn Patricia D (VP-Gov, Env; Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-06 | Common Stock-$.01 par value per share | S | 14419 | $71.70 | Disposed | 18110.149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-06 | Stock Equiv Units | $ | I | 954.215 | Disposed | Com Stk (954.215) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock-$.01 par value per share | 2246.692 | Indirect |
Footnotes
F1: $71.70. The price reported is a weighted average price. The shares were sold in multiple transactions with prices ranging from $71.53 to $71.80. The reporting person undertakes to provide to OGE Energy, any security holder of OGE Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range noted herein.
F2: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11.
F3: The information herein is based on a Retirement Savings Plan Statement dated May 6, 2013. The Retirement Savings Plan Statement indicated the number of units in the Common Stock Fund of the Retirement Savings Plan credited to the participant's account at May 6, 2013 and includes shares credited during 2013 that were exempt from reporting pursuant to Rule 16A-3(f)(1)(i)(B). The number of shares of common stock owned at May 6, 2013, was determined by dividing the dollar value of such units by the closing sale price of the common stock on May 6, 2013.
F4: Security converts to common stock on a one-for-one basis.
F5: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service.