AI assistant
OFX GROUP LIMITED — Major Shareholding Notification 2024
May 21, 2024
65487_rns_2024-05-21_5e61e471-9720-48cf-ab57-8e65ebc63ec3.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme OFX GROUP LIMITED (OFX) ACN/ARSN ACN 165 602 273
1. Details of substantial holder (1)
Name Perpetual Limited and its related bodies corporate ACN/ARSN (if applicable) ACN 000 431 827
The holder ceased to be a substantial holder on 20/05/2024 The previous notice was given to the company on 22/03/2024 The previous notice was dated 20/03/2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of | Person whose | Nature of | Consideration | Class (6) and | Person's votes |
|---|---|---|---|---|---|
| change | relevant interest changed |
change (4) | given in relation to change (5) |
number of securities affected |
affected |
| Refer to Annexure A |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
4. Addresses
==> picture [102 x 12] intentionally omitted <==
The addresses of persons named in this form are as follows:
==> picture [417 x 130] intentionally omitted <==
----- Start of picture text -----
Name Address
Perpetual Limited (PPT) 18/123 Pitt Street Sydney, NSW 2000
Perpetual Investment Management Limited (PIML) 18/123 Pitt Street Sydney, NSW 2000
Pendal Group Limited (PDL) [ Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000]
Pendal Fund Services Limited (PFSL) Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000
Pendal Institutional Limited (PIL) Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000
OFX Group Limited (OFX) Level 19, 60 Margaret, Sydney, NSW 2000
----- End of picture text -----
Signature
| print name sign here |
Sylvie Dimarco capacity Company Secretary |
|---|---|
| date 22/05/2024 |
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
This is annexure ‘A’ referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Perpetual Limited ACN 000 431 827
ANNEXURE A
Sylvie Dimarco – Company Secretary, Perpetual Limited 22/05/2024
| Entity | Custodian | Date | Transaction Type |
Consideration (Cash) |
Class (Ordinary) and number |
Person's vote affected |
|---|---|---|---|---|---|---|
| PFSL | HSBC Custody Nominees (Australia) Limited | 2024-04-04 | Sale | -55,025.23 | -35,386 | -35,386 |
| PFSL | HSBC Custody Nominees (Australia) Limited | 2024-04-19 | Sale | -355,087.26 | -240,281 | -240,281 |
| PFSL | HSBC Custody Nominees (Australia) Limited | 2024-04-30 | Sale | -40,009.86 | -23,958 | -23,958 |
| PFSL | HSBC Custody Nominees (Australia) Limited | 2024-04-30 | Sale | -12,129.94 | -7,263 | -7,263 |
| PFSL | HSBC Custody Nominees (Australia) Limited | 2024-04-30 | Sale | -28,368.29 | -16,987 | -16,987 |
| PFSL | HSBC Custody Nominees (Australia) Limited | 2024-05-14 | Sale | -70,999.50 | -43,030 | -43,030 |
| PIL | National Nominees Limited | 2024-04-04 | Purchase | 55,025.23 | 35,386 | 35,386 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-03-22 | Purchase | 4,304.61 | 2,657 | 2,657 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-03-25 | Purchase | 244,579.29 | 149,061 | 149,061 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-05 | Sale | -381,799.75 | -250,000 | -250,000 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-08 | Sale | -189,443.75 | -125,000 | -125,000 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-08 | Sale | -176,617.41 | -116,533 | -116,533 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-09 | Sale | -176,096.73 | -116,538 | -116,538 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-09 | Sale | -188,883.38 | -125,000 | -125,000 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-10 | Sale | -188,941.88 | -125,000 | -125,000 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-10 | Sale | -176,141.14 | -116,534 | -116,534 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-11 | Sale | -189,640.88 | -125,000 | -125,000 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-11 | Sale | -176,793.73 | -116,534 | -116,534 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-22 | Sale | -186,641.88 | -125,000 | -125,000 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-22 | Sale | -173,977.51 | -116,521 | -116,521 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-23 | Sale | -211,431.55 | -137,318 | -137,318 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-04-23 | Sale | -190,440.87 | -123,687 | -123,687 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-05-03 | Sale | -7,572.50 | -4,660 | -4,660 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-05-16 | Sale | -378,953.75 | -233,002 | -233,002 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-05-17 | Sale | -107,841.74 | -66,493 | -66,493 |
| PIML | HSBC Custody Nominees (Australia) Limited | 2024-05-20 | Sale | -387,615.21 | -232,990 | -232,990 |
| PIML | National Nominees Pty Ltd | 2024-03-22 | Sale | -37,234.70 | -22,687 | -22,687 |
| PIML | National Nominees Pty Ltd | 2024-04-08 | Sale | -12,832.16 | -8,467 | -8,467 |
| PIML | National Nominees Pty Ltd | 2024-04-09 | Sale | -12,786.65 | -8,462 | -8,462 |
| PIML | National Nominees Pty Ltd | 2024-04-10 | Sale | -12,796.66 | -8,466 | -8,466 |
| PIML | National Nominees Pty Ltd | 2024-04-11 | Sale | -12,844.00 | -8,466 | -8,466 |
| PIML | National Nominees Pty Ltd | 2024-04-22 | Sale | -12,660.29 | -8,479 | -8,479 |
| PIML | National Nominees Pty Ltd | 2024-04-23 | Sale | -13,849.80 | -8,995 | -8,995 |
| PIML | National Nominees Pty Ltd | 2024-05-03 | Sale | -552.5 | -340 | -340 |
| PIML | National Nominees Pty Ltd | 2024-05-16 | Sale | -27,645.50 | -16,998 | -16,998 |
| PIML | National Nominees Pty Ltd | 2024-05-17 | Sale | -7,865.98 | -4,850 | -4,850 |
| PIML | National Nominees Pty Ltd | 2024-05-20 | Sale | -28,298.79 | -17,010 | -17,010 |