ODYSSEY MARINE EXPLORATION INC — Director's Dealing 2021

Mar 23, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ODYSSEY MARINE EXPLORATION INC (OMEX)
CIK: 0000798528
Period of Report: 2021-03-17

Reporting Person: FourWorld Capital Management LLC (10% Owner)
Reporting Person: Addis John (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.0001 per share	905399	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants to Purchase Common Stock	$4.75	2024-02-25	Common Stock (323273)		Indirect
Warrants to Purchase Common Stock	$4.75	2024-02-25	Common Stock (64655)		Indirect

Footnotes

F1: The reported securities are directly owned by investment advisory clients of FourWorld Capital Management LLC (the "Investment Manager"), and may be deemed to be indirectly beneficially owned by: (i) the Investment Manager as the investment manager of such clients, and (ii) John Addis as the managing member of the Investment Manager. The Investment Manager and Mr. Addis disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: These warrants are currently exercisable, subject to a blocker provision that prevents each of the Reporting Persons from exercising the warrants if they would be more than a 19.9% beneficial owner of the outstanding shares of the Issuer's common stock immediately following such exercise. The foregoing description of the warrants does not purport to be complete and is subject to and qualified in its entirety by reference to the Form of Warrant to Purchase Common Stock included as Exhibit 4.1 of the Issuer's 8-K filed on August 25, 2020, which is incorporated by reference.