Ocugen, Inc. — Director's Dealing 2019

Dec 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ocugen, Inc. (OCGN)
CIK: 0001372299
Period of Report: 2019-12-11

Reporting Person: Musunuri Shankar (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-11	Common Stock	P	263000	$.41	Acquired	263000	Direct
2019-12-12	Common Stock	P	143000	$.35	Acquired	406000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1375299	Indirect

Footnotes

F1: Represents the weighted average purchase price of $0.4056. These shares were acquired in multiple transactions ranging from $0.3815 to $0.4104 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Represents the weighted average purchase price of $0.3519. These shares were acquired in multiple transactions ranging from $0.3453 to $0.3602 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is a member and officer of KVM Holdings, LLC and has voting and investment power power over the shares held by KVM Holdings, LLC.