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Ocugen, Inc. Director's Dealing 2019

Dec 16, 2019

32915_dirs_2019-12-16_c84e5c11-fb52-4652-99ac-6ba984bf14a1.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Ocugen, Inc. (OCGN)
CIK: 0001372299
Period of Report: 2019-09-27

Reporting Person: Taspolatoglu Suha (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 742905 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants (Right to Buy) $7.56 2027-06-01 Common Stock (19843) Indirect

Footnotes

F1: The Reporting Person is the Chief Executive Officer of Abdi Ibrahim Uluslararasi Ilac Yatirimlari Sanayi ve Ticaret A.S. ("Abdi") and has voting and investment powers over the securities held by Abdi.

F2: 100% of the Warrants became exercisable immediately.