Ocugen, Inc. — Director's Dealing 2019

Dec 20, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Ocugen, Inc. (OCGN)
CIK: 0001372299
Period of Report: 2019-09-27

Reporting Person: Potti Manish (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	123429	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants (Right to Buy)	$6.30	2026-11-23	Common Stock (1984)		Indirect
Warrants (Right to Buy)	$6.30	2026-12-15	Common Stock (95880)		Indirect

Footnotes

F1: The Reporting Person is a managing member of Scotland Parkway LLC and has voting and investment power over securities held by Scotland Parkway LLC.

F2: 100% of the Warrants became exercisable immediately.