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Ocugen, Inc. Director's Dealing 2015

Feb 27, 2015

32915_dirs_2015-02-27_205200aa-109b-450f-94a4-9e37e294ae8a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HISTOGENICS CORP (HSGX)
CIK: 0001372299
Period of Report: 2015-02-26

Reporting Person: McArdle Kevin (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-02-26 Employee Stock Option (Right to Buy) $9.96 A 27000 Acquired 2025-02-26 Common Stock (27000) Direct
2015-02-26 Employee Stock Option (Right to Buy) $9.96 A 30000 Acquired 2025-02-26 Common Stock (30000) Direct

Footnotes

F1: This option vests over four (4) years of service following February 26, 2016, with twenty-five percent (25%) vesting upon completion of one (1) year of continuous service and in thirty-six (36) equal monthly installments thereafter.

F2: This option shall vest in full if the Issuer's Common Stock price reaches $19.92 per shares or above for any consecutive sixty (60) day period within four (4) years of the date of grant (the "Vesting Date"). In addition, if this option is exercised within one (1) year of the Vesting Date, the Reporting Person must hold shares (net of taxes) until the one (1) year anniversary of the Vesting Date.