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OCEANFIRST FINANCIAL CORP — Director's Dealing 2023
Mar 15, 2023
32218_dirs_2023-03-15_c58db1da-65ce-4cc5-aa5e-2baae46d149b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2023-03-13
Reporting Person: Tsimbinos Steven James (Executive VP/Corp. Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-13 | Series A Redeemable Preferred Stock | P | 2000 | $22.12 | Acquired | 3000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 147343 | Direct |
| Common Stock | 7462 | Indirect |
| Common Stock | 5509 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $17.75 | 2024-03-19 | Common Stock (13125.0) | 13125 | Direct |
| Stock Option (Right to Buy | $17.37 | 2025-03-18 | Common Stock (13125.0) | 13125 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (15000.0) | 15000 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (37500.0) | 37500 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (12915.0) | 12915 | Direct |
| Stock Option (right to buy) | $25.2 | 2029-03-01 | Common Stock (50335.0) | 50335 | Direct |
| Stock Option (right to buy) | $20.44 | 2030-02-28 | Common Stock (76790.0) | 76790 | Direct |
Footnotes
F1: The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".
F2: Total includes shares of restricted common stock that have not yet vested.
F3: Options vest in five equal annual installments beginning on the date first exercisable.
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