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OCEANFIRST FINANCIAL CORP Director's Dealing 2023

Mar 16, 2023

32218_dirs_2023-03-16_87e6f3e9-0219-488c-b203-050c5d70bc4d.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2023-03-15

Reporting Person: Lebel Joseph III (Director, President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-15 Series A Redeemable Preferred Stock P 1000 $21.99 Acquired 3000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 213724 Direct
Common Stock 11875 Indirect
Common Stock 11270 Indirect
Common Stock 783 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $14.55 2023-06-17 Common Stock (11250.0) 11250 Direct
Stock Option (right to buy) $17.75 2024-03-19 Common Stock (4875.0) 4875 Direct
Stock Option (right to buy) $17.37 2025-03-18 Common Stock (30000.0) 30000 Direct
Stock Option (right to buy) $17.28 2026-03-16 Common Stock (37500.0) 37500 Direct
Stock Option (right to buy) $29.01 2027-03-15 Common Stock (45000.0) 45000 Direct
Stock Option (right to buy) $27.4 2028-01-24 Common Stock (15485.0) 15485 Direct
Stock Option (right to buy) $25.2 2029-03-01 Common Stock (100670.0) 100670 Direct
Stock Option (right to buy) $20.44 2030-02-28 Common Stock (153585.0) 153585 Direct

Footnotes

F1: The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".

F2: Due to a clerical error, the amount of common stock held by Mr. Lebel was inadvertently omitted at the time of the original filing. This form is being filed to include this holding.

F3: Total includes shares of restricted common stock that have not yet vested.

F4: Options vest in five equal annual installments beginning on the date first exercisable.