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OCEANFIRST FINANCIAL CORP — Director's Dealing 2023
Mar 16, 2023
32218_dirs_2023-03-16_87e6f3e9-0219-488c-b203-050c5d70bc4d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2023-03-15
Reporting Person: Lebel Joseph III (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-15 | Series A Redeemable Preferred Stock | P | 1000 | $21.99 | Acquired | 3000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 213724 | Direct |
| Common Stock | 11875 | Indirect |
| Common Stock | 11270 | Indirect |
| Common Stock | 783 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.55 | 2023-06-17 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (4875.0) | 4875 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (37500.0) | 37500 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (45000.0) | 45000 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (15485.0) | 15485 | Direct |
| Stock Option (right to buy) | $25.2 | 2029-03-01 | Common Stock (100670.0) | 100670 | Direct |
| Stock Option (right to buy) | $20.44 | 2030-02-28 | Common Stock (153585.0) | 153585 | Direct |
Footnotes
F1: The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".
F2: Due to a clerical error, the amount of common stock held by Mr. Lebel was inadvertently omitted at the time of the original filing. This form is being filed to include this holding.
F3: Total includes shares of restricted common stock that have not yet vested.
F4: Options vest in five equal annual installments beginning on the date first exercisable.