AI assistant
OCEANFIRST FINANCIAL CORP — Director's Dealing 2023
Apr 28, 2023
32218_dirs_2023-04-28_8186b81a-9f88-4df7-85b1-8b0073ec02ad.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2023-04-27
Reporting Person: Maher Christopher (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-27 | Common Stock | P | 1000 | $15.263 | Acquired | 266644 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4369 | Indirect |
| Common Stock | 18230 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.55 | 2023-06-17 | Common Stock (4500.0) | 4500 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (12000.0) | 12000 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (29772.0) | 29772 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (59677.0) | 59677 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (73400.0) | 73400 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (25275.0) | 25275 | Direct |
| Stock Option (right to buy) | $25.2 | 2029-03-01 | Common Stock (109060.0) | 109060 | Direct |
| Stock Option (right to buy) | $20.44 | 2030-03-01 | Common Stock (166380.0) | 166380 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $15.24 to $15.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
F2: Total includes shares of restricted Common stock that have not yet vested.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in five equal annual installments beginning on the date first exercisable.