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OCEANFIRST FINANCIAL CORP — Director's Dealing 2023
May 8, 2023
32218_dirs_2023-05-08_d1ceb77c-d528-4238-a92f-0140d45dce59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2023-05-04
Reporting Person: Lebel Joseph III (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-04 | Series A Redeemable Preferred Stock | P | 1000 | $19 | Acquired | 4000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 213724 | Direct |
| Common Stock | 11876 | Indirect |
| Common Stock | 11402 | Indirect |
| Common Stock | 783 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.55 | 2023-06-17 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (4875.0) | 4875 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (37500.0) | 37500 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (45000.0) | 45000 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (15485.0) | 15485 | Direct |
| Stock Option (right to buy) | $25.2 | 2029-03-01 | Common Stock (100670.0) | 100670 | Direct |
| Stock Option (right to buy) | $20.44 | 2030-02-28 | Common Stock (153585.0) | 153585 | Direct |
Footnotes
F1: The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".
F2: Total includes shares of restricted Common stock that have not yet vested.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in five equal annual installments beginning on the date first exercisable.
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