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OCEANFIRST FINANCIAL CORP Director's Dealing 2023

Jun 20, 2023

32218_dirs_2023-06-20_1237c3e1-45c0-4c65-8343-2e0210e02998.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2023-06-15

Reporting Person: Lebel Joseph III (Director, President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-06-15 Common Stock M 11250 $14.55 Acquired 224974 Direct
2023-06-15 Common Stock S 10530 $16.65 Disposed 214444 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-06-15 Stock Option (right to buy) $14.55 M 11250 Disposed 2023-06-17 Common Stock (11250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 11504 Indirect
Common Stock 12041 Indirect
Common Stock 783 Indirect
Series A Redeemable Preferred Stock 4000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $17.75 2024-03-19 Common Stock (4875) 4875 Direct
Stock Option (right to buy) $17.37 2025-03-18 Common Stock (30000) 30000 Direct
Stock Option (right to buy) $17.28 2026-03-16 Common Stock (37500) 37500 Direct
Stock Option (right to buy) $29.01 2027-03-15 Common Stock (45000) 45000 Direct
Stock Option (right to buy) $27.40 2028-01-24 Common Stock (15485) 15485 Direct
Stock Option (right to buy) $25.20 2029-03-01 Common Stock (100670) 100670 Direct
Stock Option (right to buy) $20.44 2030-02-28 Common Stock (153585) 153585 Direct

Footnotes

F1: Total includes shares of restricted Common stock that have not yet vested.

F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).

F3: The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".

F4: Options vest in five equal annual installments beginning on the date first exercisable.