AI assistant
Sending…
OCEANFIRST FINANCIAL CORP — Director's Dealing 2021
Feb 10, 2021
32218_dirs_2021-02-10_2b01fee0-babd-420e-8fcd-594925b62bee.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2021-02-09
Reporting Person: Tsimbinos Steven James (Executive VP/Corp. Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-09 | Common Stock | M | 4125 | $13.87 | Acquired | 78091 | Direct |
| 2021-02-09 | Common Stock | F | 3316 | $20.54 | Disposed | 74775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-09 | Stock Option (right to buy) | $13.87 | M | 4125 | Disposed | 2021-02-18 | Common Stock (4125.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5649 | Indirect |
| Common Stock | 3761 | Indirect |
| Series A Redeemable Preferred Stock | 1000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (10125.0) | 10125 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option | $17.75 | 2024-03-19 | Common Stock (13125.0) | 13125 | Direct |
| Stock Option (Right to Buy | $17.37 | 2025-03-18 | Common Stock (13125.0) | 13125 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (15000.0) | 15000 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (37500.0) | 37500 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (12915.0) | 12915 | Direct |
| Stock Option (right to buy) | $25.2 | 2029-03-01 | Common Stock (50335.0) | 50335 | Direct |
| Stock Option (right to buy) | $20.44 | 2030-02-28 | Common Stock (76790.0) | 76790 | Direct |
Footnotes
F1: Total includes shares of restricted Common stock that have not yet vested.
F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F3: Options vest in five equal annual installments beginning on the date first exercisable.
More from OCEANFIRST FINANCIAL CORP
Regulatory Filings
2026
Jun 8
Capital/Financing Update
2026
Jun 1
Share Issue/Capital Change
2026
Jun 1
Share Issue/Capital Change
2026
Jun 1
M&A Activity
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 28
Share Issue/Capital Change
2026
May 28
Interim / Quarterly Report
2026
May 1
Regulatory Filings
2026
May 1
Annual Report
2026
Apr 27