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OCEANFIRST FINANCIAL CORP — Director's Dealing 2021
Mar 2, 2021
32218_dirs_2021-03-02_89d2c488-ca8e-40b6-9ed0-fc19b258519e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2021-02-26
Reporting Person: FITZPATRICK MICHAEL J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | A | 8283 | — | Acquired | 160120 | Direct |
| 2021-02-26 | Common Stock | D | 2859 | — | Disposed | 157261 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2869 | Indirect |
| Common Stock | 90863 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (7767.0) | 7767 | Direct |
| Stock Option (right to buy) | $25.2 | 2029-03-01 | Common Stock (50337.0) | 50337 | Direct |
| Stock Option (right to buy) | $20.44 | 2030-02-28 | Common Stock (76791.0) | 76791 | Direct |
Footnotes
F1: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2022. Total includes other restricted shares that vest in the future.
F2: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Total includes other unvested restricted shares that vest in the future.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in three equal annual installments beginning on the date first exercisable.