OCEANFIRST FINANCIAL CORP — Director's Dealing 2021

Jun 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2021-05-07

Reporting Person: Lebel Joseph III (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-07	Series A Redeemable Preferred Stock	P	1000	$27.82	Acquired	1000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	136355	Direct
Common Stock	10678	Indirect
Common Stock	10137	Indirect
Common Stock	751	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$14.55	2023-06-17	Common Stock (11250.0)	11250	Direct
Stock Option (right to buy)	$17.75	2024-03-19	Common Stock (4875.0)	4875	Direct
Stock Option (right to buy)	$17.37	2025-03-18	Common Stock (30000.0)	30000	Direct
Stock Option (right to buy)	$17.28	2026-03-16	Common Stock (37500.0)	37500	Direct
Stock Option (right to buy)	$29.01	2027-03-15	Common Stock (45000.0)	45000	Direct
Stock Option (right to buy)	$27.4	2028-01-24	Common Stock (15485.0)	15485	Direct
Stock Option (right to buy)	$25.2	2029-03-01	Common Stock (100670.0)	100670	Direct
Stock Option (right to buy)	$20.44	2030-02-28	Common Stock (153585.0)	153585	Direct

Footnotes

F1: The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".

F2: Total includes shares of restricted Common stock that have not yet vested.

F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).

F4: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F5: Options vest in five equal annual installments beginning on the date first exercisable.