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OCEANFIRST FINANCIAL CORP — Director's Dealing 2019
Mar 4, 2019
32218_dirs_2019-03-04_e33765e4-d534-4ee8-83c7-197d2783ec11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2019-02-28
Reporting Person: FITZPATRICK MICHAEL J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | A | 2976 | — | Acquired | 136140 | Direct |
| 2019-03-01 | Common Stock | D | 1156 | — | Disposed | 134984 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Stock Option (right to buy) | $25.2 | A | 50337 | Acquired | 2029-03-01 | Common Stock (50337.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2705 | Indirect |
| Common Stock | 84061 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.0 | 2020-02-17 | Common Stock (29770.0) | 29770 | Direct |
| Stock Option (right to buy) | $13.87 | 2021-02-18 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (7767.0) | 7767 | Direct |
Footnotes
F1: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.
F2: Represents forfeiture of unvested performance-based restricted shares, originally awarded on January 24, 2018, for failure to satisfy performance conditions. Remaining shares earned under this award will vest on March 1 of 2020 and 2021, subject to the satisfaction of performance criteria. Total includes other unvested restricted shares that vest in the future.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in three equal annual installments beginning on the date first exercisable.
F5: Options vest in five equal annual installments beginning on the date first exercisable.