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OCEANFIRST FINANCIAL CORP — Director's Dealing 2019
Mar 4, 2019
32218_dirs_2019-03-04_c259dcbe-3939-491a-a297-39aec7cfcec8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2019-02-28
Reporting Person: ESTEP MICHELE B (EVP & CAO, OceanFirst Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | A | 2975 | — | Acquired | 36208 | Direct |
| 2019-02-28 | Common Stock | A | 7340 | — | Acquired | 43548 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Stock Option (right to buy) | $25.2 | A | 50335 | Acquired | 2029-03-01 | Common Stock (50335.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 283 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $19.05 | 2019-12-17 | Common Stock (5574.0) | 5574 | Direct |
| Stock Option (right to buy) | $23.25 | 2021-03-01 | Common Stock (3716.0) | 3716 | Direct |
| Stock Option (right to buy) | $15.34 | 2022-03-01 | Common Stock (1771.0) | 1771 | Direct |
| Stock Option (right to buy) | $20.79 | 2025-03-26 | Common Stock (7503.0) | 7503 | Direct |
| Stock Option (right to buy) | $22.69 | 2026-03-01 | Common Stock (7875.0) | 7875 | Direct |
Footnotes
F1: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2020. Total includes other restricted shares that vest in the future.
F2: Shares vest in five equal installments beginning on March 1, 2020 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2019, 2020, 2021, 2022, and 2023, or are forfeited if threshold performance is not met. Total includes other unvested restricted shares that vest in the future.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in five equal annual installments beginning on the date first exercisable.
F5: Options vest in four equal installments beginning on the date first exercisable and the remaining installments on March 1, 2019, 2020, and 2021.