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OCEANFIRST FINANCIAL CORP Director's Dealing 2019

Dec 6, 2019

32218_dirs_2019-12-06_1a6b3365-74b9-4e66-9d48-1f1dbf324594.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2019-12-05

Reporting Person: ESTEP MICHELE B (EVP & CAO, OceanFirst Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-05 Common Stock M 5574 $19.05 Acquired 49122 Direct
2019-12-05 Common Stock F 4678 $24.10 Disposed 44444 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-05 Stock Option (right to buy) $19.05 M 5574 Disposed 2019-12-17 Common Stock (5574.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 288 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $23.25 2021-03-01 Common Stock (3716.0) 3716 Direct
Stock Option (right to buy) $15.34 2022-03-01 Common Stock (1771.0) 1771 Direct
Stock Option (right to buy) $20.79 2025-03-26 Common Stock (7503.0) 7503 Direct
Stock Option (right to buy) $22.69 2026-03-01 Common Stock (7875.0) 7875 Direct
Stock Option (right to buy) $25.2 2029-03-01 Common Stock (50335.0) 50335 Direct

Footnotes

F1: Total includes shares of restricted Common stock that have not yet vested.

F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).

F3: Previous filings had the incorrect exercisable date for this holding. The correct exercisable date is March 1, 2018.

F4: Options vest in four equal installments beginning on the date first exercisable.

F5: Options vest in five equal annual installments beginning on the date first exercisable.