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OCEANFIRST FINANCIAL CORP — Director's Dealing 2018
Jan 25, 2018
32218_dirs_2018-01-25_189d5765-877b-4a03-997d-4bb77e900e3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2018-01-24
Reporting Person: Maher Christopher (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-24 | Common Stock | A | 15055 | — | Acquired | 62346 | Direct |
| 2018-01-24 | Common Stock | A | 22809 | — | Acquired | 85155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-24 | Stock Option (right to buy) | $27.4 | A | 25275 | Acquired | 2028-01-24 | Common Stock (25275.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6681 | Indirect |
| Common Stock | 1401 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.55 | 2023-06-17 | Common Stock (9000.0) | 9000 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (36000.0) | 36000 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (59544.0) | 59544 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (99460.0) | 99460 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (73400.0) | 73400 | Direct |
Footnotes
F1: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.
F2: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met. Total includes other restricted shares that vest in the future.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in five equal annual installments beginning on the date first exercisable.