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OCEANFIRST FINANCIAL CORP — Director's Dealing 2018
Feb 1, 2018
32218_dirs_2018-02-01_5f8065ba-dd53-4d16-ac09-d30f68d3857a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2018-01-31
Reporting Person: Tsimbinos Steven James (Executive VP/Corp. Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-31 | Common Stock | J | 464 | — | Acquired | 42987 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3449 | Indirect |
| Common Stock | 2390 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $11.32 | 2020-09-07 | Common Stock (9750.0) | 9750 | Direct |
| Stock Option (right to buy) | $13.87 | 2021-02-18 | Common Stock (10125.0) | 10125 | Direct |
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (10125.0) | 10125 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option | $17.75 | 2024-03-19 | Common Stock (13125.0) | 13125 | Direct |
| Stock Option (Right to Buy | $17.37 | 2025-03-18 | Common Stock (13125.0) | 13125 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (15000.0) | 15000 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (37500.0) | 37500 | Direct |
| Stock Option (right to buy) | $27.4 | 2028-01-24 | Common Stock (12915.0) | 12915 | Direct |
Footnotes
F1: Shares reported in column 4 represent an estimate of shares acquired by the reporting person in the merger (the "Merger") of Sun Bancorp, Inc. ("Sun") with and into OceanFirst Financial Corp. ("OceanFirst") based on the preliminary election results of the Sun shareholders in the Merger. If the actual number of OceanFirst shares acquired by the reporting person in the Merger, as reflected in the final election results, is different that the number of OceanFirst shares reported on this Form 4, then the actual number of OceanFirst shares acquired by the reporting person in the Merger will be reported on an amendment to this Form 4.
F2: Total includes shares of restricted Common stock that have not yet vested.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Options vest in five equal annual installments beginning on the date first exercisable.