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OCEANFIRST FINANCIAL CORP — Director's Dealing 2018
Mar 13, 2018
32218_dirs_2018-03-13_94df5858-7b96-4f56-a110-518285bebb38.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2017-03-15
Reporting Person: FITZPATRICK MICHAEL J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-15 | Common Stock | A | 1455 | — | Acquired | 114898 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-15 | Stock Option (right to buy) | $29.01 | A | 0 | Acquired | 2027-03-15 | Common Stock (0.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2577 | Indirect |
| Common Stock | 79563 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $16.81 | 2018-02-20 | Common Stock (21263.0) | 21263 | Direct |
| Stock Option (right to buy) | $10.0 | 2020-02-17 | Common Stock (29770.0) | 29770 | Direct |
| Stock Option (right to buy) | $13.87 | 2021-02-18 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (22500.0) | 22500 | Direct |
Footnotes
F1: Restricted shares awarded. This form is being filed to corrected the vesting period of the awarded shares. Such shares vest in three equal annual installments beginning on March 1, 2018. Total includes other restricted shares that vest in the future.
F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F3: This form is being filed to correct the vesting period for this stock option award. Options vest in three equal installments beginning on the first date exercisable.
F4: Options vest in five equal annual installments beginning on the date first exercisable.