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OCEANFIRST FINANCIAL CORP — Director's Dealing 2018
Mar 13, 2018
32218_dirs_2018-03-13_719688d2-f8b8-419b-8f26-f4d3ee9ec5ac.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2018-01-24
Reporting Person: FITZPATRICK MICHAEL J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-24 | Common Stock | A | 4626 | — | Acquired | 124587 | Direct |
| 2018-01-24 | Common Stock | A | 8577 | — | Acquired | 133164 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-24 | Stock Option (right to buy) | $27.4 | A | 7767 | Acquired | 2028-01-24 | Common Stock (7767.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2621 | Indirect |
| Common Stock | 80592 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.0 | 2020-02-17 | Common Stock (29770.0) | 29770 | Direct |
| Stock Option (right to buy) | $13.87 | 2021-02-18 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (22500.0) | 22500 | Direct |
| Stock Option (right to buy) | $29.01 | 2027-03-15 | Common Stock (22500.0) | 22500 | Direct |
Footnotes
F1: Restricted shares awarded. Such shares vest in three equal annual installments beginning on March 1, 2019. Total includes other restricted shares that vest in the future.
F2: One third of such shares vest on each of March 1, 2019, 2020, and 2021 at approximately 60% or approximately 80% to 100% depending on the attainment of defined performance criteria for each of the calendar years ended 2018, 2019, and 2020, or are forfeited if threshold performance is not met.
F3: Options vest in three equal annual installments beginning on the date first exercisable.
F4: Options vest in five equal annual installments beginning on the date first exercisable.
F5: This form is being filed to correct the vesting period of this stock option award. Such option vest in three equal annual installments beginning on the first date exercisable.