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OCEANFIRST FINANCIAL CORP — Director's Dealing 2018
May 4, 2018
32218_dirs_2018-05-04_3ce5de20-c533-430b-a0ae-cfe8ac6c60aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2018-05-02
Reporting Person: Devlin Michael D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-02 | Common Stock | M | 20547 | $9.70 | Acquired | 147490 | Direct |
| 2018-05-02 | Common Stock, par value $0.01 per share | S | 20547 | $27.0002 | Disposed | 126943 | Direct |
| 2018-05-02 | Common Stock, par value $0.01 per share | S | 51311 | $27 | Disposed | 0 | Indirect |
| 2018-05-02 | Common Stock, par value $0.01 per share | S | 6375 | $27 | Disposed | 15662 | Indirect |
| 2018-05-03 | Common Stock | M | 18000 | $9.70 | Acquired | 144943 | Direct |
| 2018-05-03 | Common Stock, par value $0.01 per share | S | 18000 | $27.0262 | Disposed | 126943 | Direct |
| 2018-05-04 | Common Stock | M | 1453 | $9.70 | Acquired | 128396 | Direct |
| 2018-05-04 | Common Stock, par value $0.01 per share | S | 1453 | $27 | Disposed | 126943 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-02 | Stock Option (right to buy) | $9.7 | M | 20547 | Disposed | 2020-06-12 | Common Stock (20547.0) | Direct |
| 2018-05-03 | Stock Option (right to buy) | $9.7 | M | 18000 | Disposed | 2020-06-12 | Common Stock (18000.0) | Direct |
| 2018-05-04 | Stock Option (right to buy) | $9.7 | M | 1453 | Disposed | 2020-06-12 | Common Stock (1453.0) | Direct |
Footnotes
F1: Total includes shares of restricted Common stock that have not yet vested.
F2: This transaction was executed in multiple trades at prices ranging from $27.00 to $27.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $27.00 to $27.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
F4: Mr. Devlin previously reported 956 shares for each of his three daughters by virtue of dispositive power of a Power of Attorney, which has since been revoked. Accordingly, such shares are no longer being reported by Mr. Devlin.