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OCEANFIRST FINANCIAL CORP Director's Dealing 2017

Feb 7, 2017

32218_dirs_2017-02-07_ca228e1f-e3d3-41c5-8984-a9b23e928f70.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2017-02-06

Reporting Person: Lebel Joseph III (EVP, CBO OceanFirst Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-06 Common Stock M 4500 $20.25 Acquired 18610 Direct
2017-02-06 Common Stock M 7088 $16.81 Acquired 25698 Direct
2017-02-06 Common Stock F 8856 $29.07 Disposed 16842 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-06 Stock Option (right to buy) $20.25 M 4500 Disposed 2017-03-02 Common Stock (4500.0) Direct
2017-02-06 Stock Option (right to buy) $16.81 M 7088 Disposed 2018-02-20 Common Stock (7088.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9534 Indirect
Common Stock 12376 Indirect
Common Stock 660 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $10.0 2020-02-17 Common Stock (9925.0) 9925 Direct
Stock Option (right to buy) $13.87 2021-02-18 Common Stock (10125.0) 10125 Direct
Stock Option (right to buy) $13.83 2022-02-15 Common Stock (10125.0) 10125 Direct
Stock Option (right to buy) $14.62 2023-02-15 Common Stock (11250.0) 11250 Direct
Stock Option (right to buy) $14.55 2023-06-17 Common Stock (11250.0) 11250 Direct
Stock Option (right to buy) $17.75 2024-03-19 Common Stock (24375.0) 24375 Direct
Stock Option (right to buy) $17.37 2025-03-18 Common Stock (30000.0) 30000 Direct
Stock Option (right to buy) $17.28 2026-03-16 Common Stock (37500.0) 37500 Direct

Footnotes

F1: Total includes shares of restricted Common stock that have not yet vested.

F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).

F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.

F4: Options vest in five equal annual installments beginning on the date first exercisable.