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OCEANFIRST FINANCIAL CORP — Director's Dealing 2017
Feb 7, 2017
32218_dirs_2017-02-07_ca228e1f-e3d3-41c5-8984-a9b23e928f70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2017-02-06
Reporting Person: Lebel Joseph III (EVP, CBO OceanFirst Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock | M | 4500 | $20.25 | Acquired | 18610 | Direct |
| 2017-02-06 | Common Stock | M | 7088 | $16.81 | Acquired | 25698 | Direct |
| 2017-02-06 | Common Stock | F | 8856 | $29.07 | Disposed | 16842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Stock Option (right to buy) | $20.25 | M | 4500 | Disposed | 2017-03-02 | Common Stock (4500.0) | Direct |
| 2017-02-06 | Stock Option (right to buy) | $16.81 | M | 7088 | Disposed | 2018-02-20 | Common Stock (7088.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9534 | Indirect |
| Common Stock | 12376 | Indirect |
| Common Stock | 660 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.0 | 2020-02-17 | Common Stock (9925.0) | 9925 | Direct |
| Stock Option (right to buy) | $13.87 | 2021-02-18 | Common Stock (10125.0) | 10125 | Direct |
| Stock Option (right to buy) | $13.83 | 2022-02-15 | Common Stock (10125.0) | 10125 | Direct |
| Stock Option (right to buy) | $14.62 | 2023-02-15 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option (right to buy) | $14.55 | 2023-06-17 | Common Stock (11250.0) | 11250 | Direct |
| Stock Option (right to buy) | $17.75 | 2024-03-19 | Common Stock (24375.0) | 24375 | Direct |
| Stock Option (right to buy) | $17.37 | 2025-03-18 | Common Stock (30000.0) | 30000 | Direct |
| Stock Option (right to buy) | $17.28 | 2026-03-16 | Common Stock (37500.0) | 37500 | Direct |
Footnotes
F1: Total includes shares of restricted Common stock that have not yet vested.
F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
F4: Options vest in five equal annual installments beginning on the date first exercisable.
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