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OCEANFIRST FINANCIAL CORP — Director's Dealing 2016
Mar 18, 2016
32218_dirs_2016-03-18_0964700a-2824-4c3e-9ebc-069c6fa3cd5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2016-03-16
Reporting Person: Maher Christopher (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-16 | Common Stock | A | 5060 | $0.00 | Acquired | 29791 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-16 | Stock Option (Right to Buy) | $17.28 | A | 99460 | Acquired | 2026-03-16 | Common Stock (99460) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4085 | Indirect |
| Common Stock | 988 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $14.55 | 2023-06-17 | Common Stock (22500) | 22500 | Direct |
| Stock Option (Right to Buy) | $17.75 | 2024-03-19 | Common Stock (60000) | 60000 | Direct |
| Stock Option (Right to Buy | $17.37 | 2025-03-18 | Common Stock (75430) | 75430 | Direct |
Footnotes
F1: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2017. Total includes other restricted shares that vest in the future.
F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F3: Options vest in five equal annual installments beginning on the date first exercisable.
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