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OCEANFIRST FINANCIAL CORP — Director's Dealing 2016
Mar 18, 2016
32218_dirs_2016-03-18_422e6871-b615-4515-9cdc-9cad035baa14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2016-01-19
Reporting Person: GARBARINO JOHN R (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-19 | Common Stock | J | 122301 | $0.00 | Disposed | 0 | Indirect |
| 2016-01-19 | Common Stock | J | 122301 | $0.00 | Acquired | 212391 | Direct |
| 2016-01-25 | Common Stock | J | 73405 | $0.00 | Disposed | 0 | Indirect |
| 2016-01-25 | Common Stock | J | 73405 | $0.00 | Acquired | 285796 | Direct |
| 2016-03-16 | Common Stock | A | 1740 | $0.00 | Acquired | 287536 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14445 | Indirect |
| Common Stock | 265277 | Indirect |
| Common Stock | 9584 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.17 | 2017-02-21 | Common Stock (60750) | 60750 | Direct |
| Stock Option (Right to Buy) | $16.81 | 2018-02-20 | Common Stock (63788) | 63788 | Direct |
| Stock Option (Right to Buy) | $10.00 | 2020-02-17 | Common Stock (89305) | 89305 | Direct |
| Stock Option (Right to Buy) | $13.87 | 2021-02-18 | Common Stock (90000) | 90000 | Direct |
| Stock Option (Right to Buy) | $13.83 | 2022-02-15 | Common Stock (90000) | 90000 | Direct |
| Stock Option (Right to Buy) | $14.62 | 2023-02-15 | Common Stock (80000) | 80000 | Direct |
| Stock Option (Right to Buy) | $17.75 | 2024-03-19 | Common Stock (80000) | 80000 | Direct |
Footnotes
F1: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F2: As part of his personal tax planning, Mr. Garbarino took distributions from his tax-qualified plans to direct holdings.
F3: Total includes shares of restricted stock to vest in the future.
F4: Includes shares acquired from the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan, which merged with the OceanFirst Employee Stock Ownership Plan effective December 31, 2015.
F5: Restricted shares awarded. Such shares vest in five equal annual installments beginning on March 1, 2017. Total includes other restricted shares that vest in the future.
F6: Options vest in five equal annual installments beginning on the date first exercisable.