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OCEANFIRST FINANCIAL CORP — Director's Dealing 2013
Jun 19, 2013
32218_dirs_2013-06-19_9df4d32f-a098-4b76-9ec1-58793f1ad498.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2013-06-17
Reporting Person: IANTOSCA JOSEPH R (EVP, CAO, OceanFirst Bank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-17 | Common Stock | A | 761 | $0.00 | Acquired | 6075 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-17 | Stock Option (Right to Buy) | $14.55 | A | 11250 | Acquired | 2023-06-17 | Common Stock (11250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9282 | Indirect |
| Common Stock | 7674 | Indirect |
| Common Stock | 1075 | Indirect |
| Common Stock | 1433 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $25.165 | 2014-02-17 | Common Stock (1250) | 1250 | Direct |
| Stock Option (Right to Buy) | $22.525 | 2014-05-28 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $23.07 | 2015-01-19 | Common Stock (554) | 554 | Direct |
| Stock Option (Right to Buy) | $20.795 | 2015-04-20 | Common Stock (614) | 614 | Direct |
| Stock Option (Right to Buy) | $23.475 | 2016-02-15 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $20.25 | 2017-03-02 | Common Stock (6750) | 6750 | Direct |
| Stock Option (Right to Buy) | $16.81 | 2018-02-20 | Common Stock (7088) | 7088 | Direct |
| Stock Option (Right to Buy) | $12.28 | 2019-02-18 | Common Stock (7088) | 7088 | Direct |
| Stock Option (Right to Buy) | $10.11 | 2020-02-11 | Common Stock (9925) | 9925 | Direct |
| Stock Option (Right to Buy) | $13.87 | 2021-02-18 | Common Stock (10125) | 10125 | Direct |
| Stock Option (Right to Buy) | $13.83 | 2022-02-15 | Common Stock (10125) | 10125 | Direct |
| Stock Option (Right to Buy) | $14.62 | 2023-02-15 | Common Stock (11250) | 11250 | Direct |
Footnotes
F1: Restrictive shares awarded in five equal installments beginning on March 1, 2014. Total includes other unvested restricted stock.
F2: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F3: Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006.
F4: Options vest in five equal annual installments beginning on the date first exercisable.