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OCEANFIRST FINANCIAL CORP — Director's Dealing 2013
Jul 19, 2013
32218_dirs_2013-07-19_5c6d59ec-945b-44df-83a6-291679eab506.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2013-07-01
Reporting Person: GARBARINO JOHN R (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-01 | Common Stock | G | 1400 | $0.00 | Disposed | 804 | Indirect |
| 2013-07-09 | Common Stock | G | 804 | $0.00 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 353515 | Direct |
| Common Stock | 112912 | Indirect |
| Common Stock | 66779 | Indirect |
| Common Stock | 544 | Indirect |
| Common Stock | 14445 | Indirect |
| Common Stock | 9584 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.44 | 2013-05-30 | Common Stock (90000) | 90000 | Direct |
| Stock Option (Right to Buy) | $22.525 | 2014-05-28 | Common Stock (90000) | 90000 | Direct |
| Stock Option (Right to Buy) | $23.07 | 2015-01-19 | Common Stock (3430) | 3430 | Direct |
| Stock Option (Right to Buy) | $20.795 | 2015-04-20 | Common Stock (3806) | 3806 | Direct |
| Stock Option (Right to Buy) | $23.475 | 2016-02-15 | Common Stock (63000) | 63000 | Direct |
| Stock Option (Right to Buy) | $22.17 | 2017-02-21 | Common Stock (60750) | 60750 | Direct |
| Stock Option (Right to Buy) | $16.81 | 2018-02-20 | Common Stock (63788) | 63788 | Direct |
| Stock Option (Right to Buy) | $10.00 | 2020-02-17 | Common Stock (89305) | 89305 | Direct |
| Stock Option (Right to Buy) | $13.87 | 2021-02-18 | Common Stock (90000) | 90000 | Direct |
| Stock Option (Right to Buy) | $13.83 | 2022-02-15 | Common Stock (90000) | 90000 | Direct |
| Stock Option (Right to Buy) | $14.62 | 2023-02-15 | Common Stock (80000) | 80000 | Direct |
Footnotes
F1: Shares distributed from Trust to beneficiary as part of termination of Trust.
F2: Total includes shares of restricted stock to vest in the future.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4: Represents shares acquired under the OceanFirst Bank Matching Contribution Employee Stock Ownership Plan established as part of a spin-off from the OceanFirst Employee Stock Ownership Plan effective December 27, 2006.
F5: Options vest in five equal annual installments beginning on the date first exercisable.