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OCEANFIRST FINANCIAL CORP — Director's Dealing 2013
Aug 14, 2013
32218_dirs_2013-08-14_2c52ffa2-d5c9-4c10-be0a-9fdb9cbc81e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCEANFIRST FINANCIAL CORP (OCFC)
CIK: 0001004702
Period of Report: 2013-08-13
Reporting Person: MCLAUGHLIN DONALD E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Stock | S | 3000 | $17.01 | Disposed | 34354 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5193 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.525 | 2014-05-28 | Common Stock (5000) | 5000 | Direct |
| Stock Option (Right to Buy) | $23.475 | 2016-02-15 | Common Stock (3000) | 3000 | Direct |
| Stock Option (Right to Buy) | $22.17 | 2017-02-21 | Common Stock (2250) | 2250 | Direct |
| Stock Option (Right to Buy) | $16.81 | 2018-02-20 | Common Stock (2363) | 2363 | Direct |
| Stock Option (Right to Buy) | $12.28 | 2019-02-18 | Common Stock (2363) | 2363 | Direct |
| Stock Option (Right to Buy) | $10.00 | 2020-02-17 | Common Stock (3310) | 3310 | Direct |
| Stock Option (Right to Buy) | $13.87 | 2021-02-18 | Common Stock (3500) | 3500 | Direct |
| Stock Option (Right to Buy) | $13.83 | 2022-02-15 | Common Stock (3500) | 3500 | Direct |
| Stock Option (Right to Buy) | $14.62 | 2023-02-15 | Common Stock (3500) | 3500 | Direct |
Footnotes
F1: This price represents the average purchase price for multiple transactions reported on this line in the aggregate. The price of such transactions ranged from $17.00 to $17.03
F2: Total includes unvested restricted stock.
F3: This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
F4: Options vest in five equal annual installments beginning on the date first exercisable.
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