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Ocean Power Technologies, Inc.

Regulatory Filings Mar 25, 2025

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 8-K

Current Report Pursuant to Section 13 or 15(d) of

the Securities Act of 1934

Date of Report (Date of earliest event reported): March 24, 2025

Ocean Power Technologies, Inc. (Exact name of registrant as specified in its charter)

Delaware 001-33417 22-2535818
(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

| 28
Engelhard Drive , Suite
B Monroe
Township , New
Jersey | 08831 |
| --- | --- |
| (Address
of principal executive offices) | ( Zip
Code) |

(609) 730-0400

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol (s) Name of each exchange on which registered
Common Stock, $0.001 Par Value OPTT NYSE American
Series A Preferred Stock Purchase Rights N/A NYSE American

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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Item 8.01 Other Events.

On March 24, 2025, Ocean Power Technologies, Inc. (the “Company”) issued a press release announcing an award of a contract for a PowerBuoy for an immediate delivery in the United States. A copy of the press release is attached hereto as Exhibit 99.1 and is hereby incorporated by reference.

On March 25, 2025, the Company issued a press release announcing a product sale to a new customer in Latin America. A copy of the press release is attached hereto as Exhibit 99.2 and is hereby incorporated by reference.

Item 9.01 Financial Statements and Exhibits.

Exhibits

99.1 Press release dated March 24, 2025.
99.2 Press release dated March 25, 2025.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Ocean Power Technologies, Inc.
Dated: March
25, 2025 /s/
Philipp Stratmann
Philipp Stratmann
President and Chief Executive Officer

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