Ocean Power Technologies, Inc. — Director's Dealing 2014

Jun 24, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2014-06-19

Reporting Person: FEATHERSTONE MARK A (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-06-19	Common Stock	D	3709	—	Disposed	21291	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-06-19	Employee Stock Option (Right to Buy)	$1.60	D	7417	Disposed	2024-01-20	Common Stock (7417)	Direct

Footnotes

F1: Represents portion of previously granted shares of restricted common stock that will not vest. Vesting is based on company and individual performance criteria achieved during the fiscal year ended April 30, 2014.

F2: Represents portion or previously granted options to purchase common stock which will not vest. Vesting is based on company and individual performance criteria achieved during fiscal year ended April 30, 2014.