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Ocean Power Technologies, Inc. — Director's Dealing 2012
Jul 17, 2012
34237_dirs_2012-07-17_374ee483-6605-4a98-a439-a0d231b1a77c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ocean Power Technologies, Inc. (OPTT)
CIK: 0001378140
Period of Report: 2012-07-16
Reporting Person: Taylor George W (Director, Executive Vice-Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-16 | Common Stock | D | 855 | — | Disposed | 461415 | Direct |
| 2012-07-16 | Common Stock | F | 217 | $2.65 | Disposed | 461198 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 543 | Indirect |
Footnotes
F1: Represents portion of previously granted options to purchase common stock which will not vest. Vesting is based on performance during the fiscal year ended April 30, 2012.
F2: Represents shares delivered back to the Company for payment of tax liability related to shares that vested.
F3: Shares held by Princeton Research Associates, Inc. Dr. Taylor is President and a director of Princeton Research Associates. Dr. Taylor disclaims beneficial ownership of the shares held by Princeton Research Associates, Inc. except to the extent of his pecuniary interest therein.