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OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2023
Feb 17, 2023
30025_dirs_2023-02-17_639a98c1-9a6d-4edb-8a67-84416fe91fdb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2023-02-15
Reporting Person: Bennett Peter J. (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-15 | Common Stock | A | 24340 | — | Acquired | 98948 | Direct |
| 2023-02-15 | Common Stock | F | 9641 | $62.9 | Disposed | 89307 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-15 | Warrants (Right to buy) | $22 | A | 2495 | Acquired | 2027-08-03 | Common Stock (2495) | Direct |
| 2023-02-15 | Warrants (Right to buy) | $22 | F | 982 | Disposed | 2027-08-03 | Common Stock (982) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5573 | Indirect |
Footnotes
F1: Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
F2: Includes 339 shares acquired through dividend reinvestment.
F3: Represents?shares?of?common?stock?withheld?to?satisfy?tax?withholding?obligations.
F4: Based on a plan statement dated February 15, 2023.
F5: Represents?warrants?received?upon?the?vesting?of?a?performance?stock?unit?award?granted?under?the?Issuer's?2015?Long-Term?Incentive?Plan. The warrants were issued in connection with an anti-dilution adjustment to certain of the Issuer's outstanding long-term incentive awards and were subject to forfeiture if the performance conditions underlying the award were not met.
F6: Represents?warrants?withheld?to?satisfy?tax?withholding?obligations.