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OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2021
Feb 17, 2021
30025_dirs_2021-02-17_89fdb303-f230-4275-9a6d-4fd32a20e4e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2021-02-12
Reporting Person: Hollub Vicki A. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | Common Stock | A | 72372 | — | Acquired | 455175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Stock Option (Right to buy) | $25.39 | A | 144454 | Acquired | 2031-02-12 | Common Stock (144454) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22648 | Indirect |
Footnotes
F1: Award of restricted stock units (RSUs) pursuant to the Issuer's Amended and Restated 2015 Long-Term Incentive Plan (2015 LTIP). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2022, subject to the Issuer's common stock achieving a closing price of $22 per share for 10 consecutive trading days.
F2: Based on a plan statement dated February 12, 2021.
F3: Option award pursuant to the 2015 LTIP. The option will vest in three equal annual installments beginning on February 28, 2022, subject to the Issuer's common stock achieving a closing price of $22 per share for 10 consecutive trading days.