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OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2020
Feb 19, 2020
30025_dirs_2020-02-19_234be4b5-0463-4dbc-b7c2-661448a79fec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2020-02-14
Reporting Person: Brown Oscar K (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-14 | Common Stock | A | 15625 | — | Acquired | 130144 | Direct |
| 2020-02-14 | Common Stock | A | 21635 | — | Acquired | 151779 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-14 | Stock Option (Right to buy) | $41.6 | A | 203982 | Acquired | 2030-02-14 | Common Stock (203982) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 814 | Indirect |
Footnotes
F1: Award of restricted stock units (RSUs) pursuant to the 2015 LTIP. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2021.
F2: Represents the portion of the reporting person's annual cash incentive award settled in RSUs in lieu of cash. The RSUs will vest in three equal annual installments beginning on February 28, 2021.
F3: Based on a plan statement dated February 12, 2020.
F4: Option award pursuant to the 2015 LTIP. The option will vest in three equal annual installments beginning on February 28, 2021.