OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2020

Feb 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2020-02-14

Reporting Person: Hollub Vicki A. (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-14	Common Stock	A	42670	—	Acquired	292123	Direct
2020-02-14	Common Stock	F	16791	$41.6	Disposed	275332	Direct
2020-02-14	Common Stock	A	63101	—	Acquired	338433	Direct
2020-02-14	Common Stock	A	60848	—	Acquired	399281	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-14	Stock Option (Right to buy)	$41.6	A	576641	Acquired	2030-02-14	Common Stock (576641)	Direct
2020-02-14	Stock Appreciation Right	$41.60	A	247132	Acquired	2030-02-14	Common Stock (247132)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	20288	Indirect

Footnotes

F1: Represents shares of common stock received upon the vestings of performance stock unit awards granted under the Issuer's 2015 Long-Term Incentive Plan (2015 LTIP).

F2: Represents shares of common stock withheld to satisfy tax withholding obligations.

F3: Award of restricted stock units (RSUs) pursuant to the 2015 LTIP. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2021.

F4: Represents the portion of the reporting person's annual cash incentive award settled in RSUs in lieu of cash. The RSUs will vest in three equal annual installments beginning on February 28, 2021.

F5: Based on a plan statement dated February 12, 2020.

F6: The award of options and stock appreciation rights (SARs) pursuant to the 2015 LTIP. The option and SARs will vest in three equal annual installments beginning on February 28, 2021.