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OCCIDENTAL PETROLEUM CORP /DE/ Director's Dealing 2020

Feb 19, 2020

30025_dirs_2020-02-19_89a1b660-3253-4b45-8855-1acba9fb4c7f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2020-02-14

Reporting Person: Vangolen Glenn M. (SVP - Business Support)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-14 Common Stock A 9856 Acquired 103361 Direct
2020-02-14 Common Stock F 3875 $41.6 Disposed 99486 Direct
2020-02-14 Common Stock A 18029 Acquired 117515 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-14 Stock Option (Right to buy) $41.60 A 235364 Acquired 2030-02-14 Common Stock (235364) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4180 Indirect

Footnotes

F1: Represents shares of common stock received upon the vestings of performance stock unit awards granted under the Issuer's 2015 Long-Term Incentive Plan (2015 LTIP).

F2: Represents shares of common stock withheld to satisfy tax withholding obligations.

F3: Award of restricted stock units (RSUs) pursuant to the 2015 LTIP. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2021.

F4: Based on a plan statement dated February 12, 2020.

F5: Option award pursuant to the 2015 LTIP. The option will vest in three equal annual installments beginning on February 28, 2021.