OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2020

Apr 13, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2020-04-03

Reporting Person: Peterson Robert L (SVP & CFO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	112261	Direct
Common Stock	8334	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options (right to buy)	$79.98	2022-02-11	Common Stock (15000)		Direct
Phantom Stock Units	$		Common Stock (44337)		Direct

Footnotes

F1: Based on a plan statement dated April 3, 2020.

F2: The employee stock options (the "options") were granted to the reporting person under the issuer's 2005 Long-Term Incentive Plan on February 11, 2015. The options became exercisable in three equal annual installments beginning on February 10, 2016.

F3: The award of phantom stock units vests on January 31, 2022.

F4: Each share of phantom stock is the economic equivalent of one share of the issuer's common stock.