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OCCIDENTAL PETROLEUM CORP /DE/ Director's Dealing 2020

Jun 12, 2020

30025_dirs_2020-06-12_a6debe2c-f3a2-4b53-9310-c7c89446f5e6.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2020-05-29

Reporting Person: Jackson Richard A. (Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 78319 Direct
Common Stock 6010 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $79.98 2022-02-11 Common Stock (15000) Direct
Phantom Stock Units $ Common Stock (29558) Direct

Footnotes

F1: Based on a plan statement dated June 8, 2020.

F2: The employee stock options (the "options") were granted to the reporting person under the issuer's 2005 Long-Term Incentive Plan on February 11, 2015. The options became exercisable in three equal annual installments beginning on February 10, 2016.

F3: The award of phantom stock units vests on January 31, 2022.

F4: Each phantom stock unit is the economic equivalent of one share of the issuer's common stock.