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OCCIDENTAL PETROLEUM CORP /DE/ Director's Dealing 2018

Feb 9, 2018

30025_dirs_2018-02-09_442d067e-cc70-46f8-91ee-2d0a756699e3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2018-02-07

Reporting Person: Kirk Jennifer M (VP and Principal Acct. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-07 Common Stock A 6119 Acquired 24363 Direct
2018-02-07 Common Stock A 6026 Acquired 30389 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2151 Indirect
Common Stock 153 Indirect
Common Stock 1252 Indirect

Footnotes

F1: Award of restricted stock units (RSUs) pursuant to the Issuer's 2015 Long-Term Incentive Plan (2015 LTIP). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2019.

F2: On February 15, 2017, the reporting person was granted 6,026 performance stock units (PSUs) pursuant to the 2015 LTIP, which were subject to performance- and time-based vesting conditions. On February 7, 2018, achievement of the performance condition was certified by the Compensation Committee of the Issuer's Board of Directors, vesting the performance condition and converting the PSUs into RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning February 28, 2018.

F3: Based on a plan statement dated February 7, 2018.