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OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2017
Jul 11, 2017
30025_dirs_2017-07-11_0cb84607-5ec3-4d09-824d-518e79a6ff75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2017-07-08
Reporting Person: Elliott Joseph C. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-08 | Common Stock | M | 552 | — | Acquired | 21532 | Direct |
| 2017-07-08 | Common Stock | D | 276 | $58.68 | Disposed | 21256 | Direct |
| 2017-07-08 | Common Stock | F | 116 | $58.68 | Disposed | 021140 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-08 | Long-Term Incentive Units | $ | M | 552 | Disposed | Common Stock (552) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4699 | Indirect |
Footnotes
F1: Long-term incentive units ("LTIs") are payable 50% in shares of the issuer's common stock and 50% in cash based on the value of a share of the issuer's common stock on the applicable vesting date. LTIs vest in three equal installments beginning on the first anniversary of the grant date.
F2: On July 9, 2014, the reporting person was granted an award of 1,570 LTIs, which was adjusted upward by 85 LTIs in connection with the spin-off of California Resources Corporation.
F3: Based on a plan statement dated July 7, 2017.