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OCCIDENTAL PETROLEUM CORP /DE/ Director's Dealing 2016

Jul 12, 2016

30025_dirs_2016-07-12_b92d2881-6527-457b-acaa-dea61932b656.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2016-07-08

Reporting Person: Elliott Joseph C. (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-08 Common Stock M 551 Acquired 8856 Direct
2016-07-08 Common Stock D 275 $76.13 Disposed 8581 Direct
2016-07-08 Common Stock F 76 $76.13 Disposed 8505 Direct
2016-07-09 Common Stock M 630 Acquired 9135 Direct
2016-07-09 Common Stock D 315 $76.13 Disposed 8820 Direct
2016-07-09 Common Stock F 87 $76.13 Disposed 8733 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-08 Long-Term Incentive Units $ M 551 Disposed Common Stock (551) Direct
2016-07-09 Long-Term Incentive Units $ M 630 Disposed Common Stock (630) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4053 Indirect

Footnotes

F1: Long-term incentive units ("LTIs") are payable 50% in shares of the issuer's common stock and 50% in cash based on the value of a share of the issuer's common stock on the applicable vesting date. LTIs vest in three equal installments beginning on the first anniversary of the grant date.

F2: On July 9, 2014, the reporting person was granted an award of 1,570 LTIs, which was adjusted upward by 85 LTIs in connection with the spin-off of California Resources Corporation.

F3: On July 10, 2013, the reporting person was granted an award of 1,793 LTIs, which was adjusted upward by 97 LTIs in connection with the spin-off of California Resources Corporation.

F4: Based on a plan statement dated June 30, 2016.