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OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2015
Jul 13, 2015
30025_dirs_2015-07-13_02c0273b-730b-4ee0-8c10-cd3ae3b037b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2015-07-10
Reporting Person: Kirk Jennifer M (Vice President and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-10 | Common Stock | M | 250 | — | Acquired | 8323 | Direct |
| 2015-07-10 | Common Stock | F | 69 | $73.31 | Disposed | 8254 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-10 | Long-Term Incentive Units | $ | M | 499 | Disposed | Common Stock (499) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1362 | Indirect |
| Common Stock | 153 | Indirect |
| Common Stock | 1112 | Indirect |
Footnotes
F1: Long-term incentive units ("LTIs") are payable 50% in shares of the issuer's common stock and 50% in cash based on the value of a share of the issuer's common stock on the applicable vesting date.
F2: On July 11, 2012, the reporting person was granted 1,419 LTIs, the unvested portion of which was adjusted upward in connection with the spin-off of California Resources Corporation on November 30, 2014, as disclosed in the Form 4 filed on behalf of the reporting person on December 4, 2014. The LTIs vest in three equal installments beginning on the first anniversary of the grant date.