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OCCIDENTAL PETROLEUM CORP /DE/ — Director's Dealing 2015
Dec 3, 2015
30025_dirs_2015-12-03_060ed5a4-b58e-4dc5-bc30-c1703bacf862.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OCCIDENTAL PETROLEUM CORP /DE/ (OXY)
CIK: 0000797468
Period of Report: 2015-12-01
Reporting Person: CHAZEN STEPHEN I (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-12 | Common Stock | G | 45000 | — | Disposed | 1960363 | Direct |
| 2015-11-03 | Common Stock | G | 10000 | — | Disposed | 1950363 | Direct |
| 2015-12-01 | Common Stock | S | 2500 | $75.20 | Disposed | 1947863 | Direct |
| 2015-12-03 | Common Stock | S | 2500 | $74.61 | Disposed | 1946761 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13433 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.17 to $75.21, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.40 to $74.84, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2015.
F3: Includes 1,398 shares acquired between July 2015 and November 2015 through dividend reinvestment. Fractional shares have been rounded to the nearest whole number.
F4: Based on a plan statement dated December 1, 2015.