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Oblong, Inc. Director's Dealing 2017

Aug 2, 2017

35367_dirs_2017-08-02_681fee36-17b7-4ad5-b0c8-1741216e805a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLOWPOINT, INC. (GLOW)
CIK: 0000746210
Period of Report: 2017-07-31

Reporting Person: Main Street Capital CORP (10% Owner)
Reporting Person: Main Street Equity Interests, Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-31 Common Stock J 7645414 $0.00 Disposed 0 Indirect
2017-07-31 Common Stock J 47741 $0.00 Disposed 0 Indirect
2017-07-31 Common Stock J 18362 $0.00 Disposed 0 Indirect
2017-07-31 Common Stock J 22369 $0.35 Acquired 22369 Direct
2017-07-31 Common Stock J 145394 $0.35 Acquired 145394 Indirect
2017-07-31 Common Stock J 55919 $0.35 Acquired 55919 Indirect

Footnotes

F1: The Issuer redeemed these shares of Common Stock from Main Street Equity Interests, Inc., Main Street Mezzanine Fund, LP, and Main Street Capital II, LP for a combined price of $1.

F2: Main Street Capital Corporation, Main Street Mezzanine Fund, LP, and Main Street Capital II, LP received these shares of Common Stock in exchange for cancelling certain notes previously issued by Issuer that have a combined fair market value of approximately $78,000.