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Oblong, Inc. — Director's Dealing 2013
Apr 18, 2013
35367_dirs_2013-04-18_4fce6835-2184-4364-9626-86da5aa7149b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLOWPOINT, INC. (GLOW)
CIK: 0000746210
Period of Report: 2013-04-16
Reporting Person: Vicis Capital, LLC (10% Owner)
Reporting Person: Vicis Capital Master Fund (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-16 | Common Stock | S | 285047 | $1.0021 | Disposed | 8942805 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series B-1 Preferred Stock | 99 | Indirect |
Footnotes
F1: Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
F2: This amount represents the weighted average transaction price for the transactions reported on this line. The actual transaction prices ranged from $1.00 to $1.07. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold by Vicis Capital Master Fund at each separate price.