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Oblong, Inc. Director's Dealing 2013

Aug 13, 2013

35367_dirs_2013-08-13_b1efb113-cff7-4d31-b618-b6c28238d3fd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLOWPOINT, INC. (GLOW)
CIK: 0000746210
Period of Report: 2013-08-09

Reporting Person: Vicis Capital, LLC (10% Owner)
Reporting Person: Vicis Capital Master Fund (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-09 Common Stock S 8942805 Disposed 0 Indirect
2013-08-09 Series B-1 Preferred Stock S 95 Disposed 0 Indirect

Footnotes

F1: Represents the indirect holdings of Vicis Capital, LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.

F2: Vicis Capital Master Fund, through its investment advisor, Vicis Capital, LLC, has sold all of its holdings in both the Common Stock and Series B-1 Preferred Stock of Glowpoint, Inc. to a single purchaser for a total sales price of $7,500,000: this amount was not allocated among the Common Stock and Series B-1 Preferred Stock, and Vicis Capital, LLC makes no claim as to the fair value of any class of the capital stock of Glowpoint, Inc.