Oblong, Inc. — Director's Dealing 2013

Aug 16, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GLOWPOINT, INC. (GLOW)
CIK: 0000746210
Period of Report: 2013-08-09

Reporting Person: Main Street Capital CORP (10% Owner)
Reporting Person: Pessin Brian L. (10% Owner)
Reporting Person: PESSIN NORMAN H (10% Owner)
Reporting Person: PESSIN SANDRA F (10% Owner)
Reporting Person: GP Investment Holdings, LLC (10% Owner)
Reporting Person: Shuford Robert M (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15276138	Indirect
Common Stock	47741	Indirect
Common Stock	18362	Indirect
Common Stock	7345	Direct

Footnotes

F1: This Form 3 is filed jointly by GP Investment Holdings, LLC ("GP Investment"), Main Street Capital Corporation ("MSCC"), Robert M. Shuford, Brian Pessin, Sandra Pessin and Norman Pessin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his, hers or its pecuniary interest therein.

F2: Shares of Common Stock owned directly by GP Investment. As (i) the owner of 50% of the limited liability company interests of GP Investment, (ii) one of the two members of the board of managers and the Chief Executive Officer of GP Investment, (iii) one of the two members of the board of managers and the President of GP Investment and the owner of approximately 3.9% of the limited liability company interests of GP Investment, and (iv) the owners of approximately 46.1% of the limited liability company interests of GP Investment, respectively, each of MSCC, Robert M. Shuford, Brian Pessin and Sandra and Norman Pessin may be deemed to beneficially own the shares of Common Stock owned directly by GP Investment.

F3: Shares of Common Stock owned directly by a subsidiary of MSCC. MSCC may be deemed to beneficially own such shares of Common Stock.